1 1 Division of Administrative Hearings 2 Department of Administration, State of Florida 3 SUGAR CANE GROWERS COOPERATIVE ) of FLORIDA; ROTH FARMS, INC.; and, ) 4 WEDGEWORTH FARMS, INC., ) Petitioners, ) 5 V ) DOAH SOUTH FLORIDA WATER MANAGEMENT ) Case 92-3038 6 DISTRICT, an agency of the State ) of Florida; et al., ) 7 Respondents. ) FLORIDA SUGAR CANE LEAGUE, INC.; ) 8 UNITED STATES SUGAR CORPORATION; ) and NEW HOPE SOUTH, INC., ) 9 Petitioners, ) V ) DOAH 10 SOUTH FLORIDA WATER MANAGEMENT ) Case 92-3039 DISTRICT, an agency of the State ) 11 of Florida; et al., ) Respondents. ) 12 FLORIDA FRUIT and VEGETABLE ) ASSOCIATION; LEWIS POPE FARMS; ) 13 W.E. SCHLECHTER & SONS, INC., ) and HUNDLEY FARMS, INC., ) 14 Petitioners, ) V ) DOAH 15 SOUTH FLORIDA WATER MANAGEMENT ) Case 92-3040 DISTRICT, an agency of the State ) 16 of Florida; et al., ) Respondents. ) 17 18 Deposition of Garth Redfield 19 Taken before April Y. Sapp, Court Reporter and Notary Public in and for the State of Florida at 20 large, pursuant to notice of taking deposition filed by the Petitioners in the above cause. 21 - - - Tuesday December 1, 1992 22 319 Clematis Street, 5th Floor West Palm Beach, Florida 33401 23 9:44 - 11:40 a.m. 12:45 - 3:40 p.m. 24 - - - 2 1 APPEARANCES: 2 On behalf of the Petitioners Florida Sugar 3 Cane League, Inc., United State Sugar Corp., and New South Hope, Inc.: 4 Peeples, Earl & Blank, P.A. 1800 Second Street, Suite 888 5 Sarasota, Florida 34236 By: JUDITH S. KAVANAUGH, ESQUIRE 6 On behalf of the Respondent SFWMD: 7 South Florida Water Management District 3301 Gun Club Road 8 West Palm Beach, Florida 33406 By: JACQUELYN BIRCH, ESQUIRE 9 On behalf of the Intervenor United States of America: 10 United States Attorney's Office 155 South Miami Avenue, Suite 627 11 Miami, Florida 33130-1693 By: MAUREEN DONLAN, ESQUIRE 12 On behalf of Sugar Cane Growers: 13 Hopping, Boyd, Green & Sams 123 South Calhoun Street 14 Tallahassee, Florida 32301 By: GARY PERKO, ESQUIRE 15 16 - - - 3 1 - - - 2 I N D E X 3 - - - 4 5 WITNESS: DIRECT CROSS REDIRECT RECROSS 6 Garth Redfield 7 BY MS. KAVANAUGH 6 156 8 BY MR. PERKO 147 167 9 4 1 - - - 2 E X H I B I T S 3 - - - 4 5 NUMBER PAGE 6 EXB. NO. 1 7 7 Subpoena of witness 8 EXB. NO. 2 84 9 ENR Project article by Newman & Redfield 10 EXB. NO. 3 95 11 STA Design folder 12 EXB. NO. 4 98 13 Description of Nutrient Threshold Research 14 EXB. NO. 5 99 15 Draft Everglades Nutrient Threshold Research Plan 16 EXB. NO. 6 100 17 Review of #4 & #5 by Kenneth Reckhow 18 EXB. NO. 7 105 19 Comments on Nutrient Threshold Study 20 EXB. NO. 8 107 21 Letter from Robert Wetzel 22 EXB. NO. 9 111 23 Everglades Plan for Research 24 EXB. NO. 10 113 25 Research Subcommittee composition 5 1 - - - 2 E X H I B I T S 3 - - - 4 NUMBER PAGE 5 6 EXB. NO. 11 118 7 Report of technical advisory panel 8 EXB. NO. 12 123 9 Review of research by Newman & Redfield 10 EXB. NO. 13 125 11 Review by Redfield to Whalen 12 EXB. NO. 14 130 13 Draft of cattails by Urban, Davis & Aumen 14 EXB. NO. 15 131 15 Letters to external review of #14 16 EXB. NO. 16 135 17 Memo from Dave Black to Nick Aumen 18 EXB. NO. 17 148 19 Proposal from University of Maryland 6 1 P R O C E E D I N G S 2 - - - 3 Thereupon, 4 Garth Redfield, 5 being by the undersigned Notary Public first duly 6 sworn, was examined and testified as follows: 7 THE WITNESS: Yes. 8 DIRECT (Garth Redfield) 9 BY MS. KAVANAUGH: 10 Q. Would you state your full name and 11 residence address for the record? 12 A. Garth William Redfield. 5869 Sundance 13 Court, Jupiter, 33458. 14 Q. Okay. And, Dr. Redfield, have you ever 15 been deposed before? 16 A. No. 17 Q. Well, in that case, I'll give you my intro 18 spiel. 19 You know that everything has to be answered 20 orally so if you nod your head, for example, the 21 court reporter or I will say, will you please answer 22 orally. 23 Do you understand that? 24 A. Yes. 25 Q. The second thing is if I ask you a question 7 1 that you don't understand please ask me to repeat it 2 or to restate it. Our goal here is not to confuse 3 you. This is not a test. We're here to try and get 4 information. 5 So will you agree that you'll ask me to 6 restate my question if you don't understand it? 7 A. Yes. 8 MS. KAVANAUGH: Okay. Now I'm going to ask 9 the court reporter to mark this if you would. 10 (The document was marked Redfield 11 Exb. No. 1.) 12 BY MS. KAVANAUGH: 13 Q. Dr. Redfield, I'm asking you to examine 14 that and tell me if you can identify that as the 15 subpoena request which you were served in this 16 matter? 17 A. Yes. That is the subpoena. 18 Q. Okay. And, if you'll note, it reflects on 19 the face of it and has an attached notice which 20 indicates that it's duces tecum. 21 Do you know what that means? 22 A. No. 23 Q. It means that you've been asked to bring 24 certain documents with you and if you would take a 25 look there at Exhibit 1 and there's a list of the 8 1 types of documents you were asked to bring with you. 2 Did you bring those documents with you? 3 A. Yes. 4 Q. And what effort was made to identify 5 documents responsive to these requests? 6 A. Went through all of my records looking for 7 documents that fit the request. 8 Q. And did you do that personally? 9 A. Yes. 10 Q. Okay. And did anyone else at all assist 11 you in gathering these documents? 12 A. Yes. 13 Q. And who would that be? 14 A. Jackie -- 15 THE WITNESS: What's your current last 16 name? 17 MS. BIRCH: Birch. 18 THE WITNESS: I'm sorry. 19 MS. KAVANAUGH: Let the record reflect she 20 is newly married, not traveling under an alias. 21 THE WITNESS: I met Jackie when she had 22 another name. 23 BY MS. KAVANAUGH: 24 Q. Are these records from your personal 25 records or did you make a search through the District 9 1 documents? 2 A. They're my personal records at work. 3 Q. Do you have any other records at home? 4 A. No. Not for District materials. 5 Q. So, I guess what I'm getting at, did you 6 search any of the other District files to find 7 documents responsive to this request? 8 A. No, I didn't. 9 Q. Okay. Now, could you describe for me your 10 education since -- well, post secondary? 11 A. Post secondary? 12 Q. Yes. 13 A. Three years in agriculture and biology at 14 Cal State Polytechnic at San Luis Obispo. Followed 15 by completion of undergraduate work in zoology at the 16 University of California at Davis. Followed by 17 Master's degree in ecology at Cal Davis and a 18 doctorate in ecology at Cal Davis. Completion in 19 '79. 20 Q. Okay. When you indicated you had three 21 years of -- was it agriculture? 22 A. Yeah. Agriculture then biology. Changed. 23 Q. So you changed your major? 24 A. That's correct. 25 Q. Did you have any particular area of 10 1 concentration -- of study, rather, when you were 2 studying agriculture? 3 A. Dairy science. 4 Q. And when you switched your major to zoology 5 did you have any particular area of concentration? 6 A. Just zoology. General curriculum in 7 zoology. Prescribed curriculum. 8 Q. And in your Master's program did you 9 complete a Master's thesis? 10 A. No. I took an oral exam. 11 Q. Did you have an area of concentration? 12 A. Yes. Limnology, aquatic ecology, same 13 thing. 14 Q. Aquatic? 15 A. Aquatic ecology, lakes, streams. 16 Q. Okay. Streams also? 17 A. Rivers, wetlands, anything that's wet. 18 Q. Okay. And when you say aquatic ecology, 19 were you focusing on the flora or the fauna or the 20 hydrology or water quality? Is there any particular 21 area of focus? 22 A. Ah, at the Master's level, which is what we 23 were talking about, I took a variety of courses to 24 fill in blanks in my undergraduate training in 25 science, such things as study of algae; took courses 11 1 in statistics; took courses in water pollution, 2 biology. Might have to look at my transcript to see 3 other ones, but basically looking at my undergraduate 4 record and then filing in whatever was necessary to 5 fulfill a general degree in aquatic ecology. Not a 6 specific degree in one kind or another. The only 7 difference being that it was not marine oriented. It 8 was fresh water oriented. I don't claim to be a 9 marine scientist, although much of the training does 10 overlap. 11 Q. So your training, at least to the Master's 12 level, is primarily in fresh water wetland systems? 13 A. Fresh water aquatic systems including 14 wetlands, not specializing in wetlands. If anything, 15 specializing in lakes at that point. 16 Q. During your studies for your Ph.D did you 17 have to do a doctoral thesis? 18 A. Yes. 19 Q. And what was the subject? 20 A. It was plankton ecology in a sub-alpine 21 lake in the mountains of California. 22 Q. Which lake was that? 23 A. Castle Lake up near Mount Shasta, a 24 gorgeous lake. 25 Q. When you say plankton ecology could you be 12 1 a little more specific? 2 A. Studied the vertical migration of the 3 animals and its relationship to the growth of algae 4 in the lake; how the animals interact with the 5 microscopic plants, variety of subjects around that. 6 Q. When you say animals -- 7 A. Animal plankton, small animals living in 8 the open water of the lake. 9 Q. So, as a lay person, would it be correct to 10 say you were studying relationships between plankton 11 and algae? 12 A. Between the animal plankton and the plant 13 plankton would be the way to say it. 14 Q. Okay. Microorganisms. All right. I got 15 it. 16 Now, during your Ph.D studies, did you 17 focus on any other areas? 18 A. No. I just continued in aquatic ecology. 19 I took very few courses for the Ph.D because I 20 completed them during the Masters so it was mostly 21 simply research and seminars. Seminars being on a 22 variety of subjects in current research. 23 Q. I'll be asking you about your publications 24 in a moment, but other than your thesis, did you 25 publish, either as a coauthor or principal author or 13 1 a sub-author any papers? 2 A. Yes. Towards the end of my doctorate I 3 began to publish. My first paper was in '79, I 4 believe. I'll have to look at my own resume to be 5 sure I've said that correctly, which was near the end 6 of my doctoral work. 7 Q. What was the topic? 8 A. That was on the vertical migration of 9 plankton. 10 Q. Do you recall publishing on any other 11 topics? 12 A. Well, I continued to publish. I went on 13 and did a second paper, again using the dissertation 14 data and a third paper followed a year or so later 15 from my dissertation. I think in total five of my 16 papers were based upon that work. 17 Q. These were based on the alpine lake 18 ecosystem? 19 A. That's correct. 20 Q. During your matriculation, including your 21 Ph.D work, did you study or take any course of study 22 involving swamp systems such as the Everglades? 23 A. No courses. No specific courses. 24 Q. Did you do any field work involving swamp 25 systems? I'll call them swamp systems. I'm sure 14 1 there's another name. 2 A. No. 3 Q. All right. Now, have you taken any post 4 graduate courses beyond your Ph.D? Have you 5 continued in your education? 6 A. Not in college courses, no. 7 Q. And have you attended seminars or otherwise 8 attended educational programs since that time? 9 A. No. 10 Q. So how do you keep current in the 11 literature and -- 12 A. I have been involved, but I haven't taken 13 them. I've taught them on occasion. I have been an 14 adjunct professor several times. 15 Q. Tell me where you've been an adjunct 16 professor. 17 A. The first time was at George Mason 18 University in Fairfax, Virginia. That was -- again, 19 I don't have my resume in front of me, but I think 20 that was in 1980-'81, something like that. Taught a 21 seminar there in aquatic ecology with a professor -- 22 jointly with a professor there named Ralph Jones or 23 R. Christian Jones. 24 Q. And you've taught other courses? 25 A. In -- taught at North Carolina State. 15 1 Q. Tarheels. 2 A. I taught limnology at North Carolina State 3 four years ago followed by another course in 4 limnology at the University of Montana three years 5 ago. 6 Q. Were these undergraduate courses? 7 A. Yes. Both. Graduates could take them. 8 Q. And when you say limnology, again, that's 9 the study of aquatic -- fresh water aquatic systems? 10 A. Including wetlands. 11 Q. Including wetlands. Okay. 12 And you indicated earlier that you haven't 13 yourself attended any courses? 14 A. No. 15 Q. Have you taught any other courses you can 16 think of? 17 A. No. Wait a minute. At North Carolina 18 State I taught another one, second semester in 19 grantsmanship and peer review and that was a seminar 20 for graduates. 21 Q. Okay. Could you describe your work history 22 since -- well, your post secondary work history, but 23 let me say I don't mean your college jobs at the gas 24 station or whatever, but relating to your area of 25 limnology. 16 1 A. My first position after graduate school was 2 as an ecologist with a company that no longer exists 3 called Nusac. That's N-u-s-a-c. It was a nuclear 4 utilities safeguards and auditing corporation which 5 at that time was in McLean, Virginia. I did 6 environmental consulting with them on lake management 7 and related subjects on a few other smaller jobs. 8 Q. When you say lake management, management 9 for what purpose, fish and wildlife? 10 A. Water quality. Stormwater management, any 11 management that involves keeping a lake healthy for 12 human use. 13 Q. For what purpose was this company concerned 14 about lake management? 15 A. They wanted to get involved in general 16 environmental science consulting and this was one 17 point of entering that field. They had several other 18 people that they hired in other areas such as human 19 ecology. They had sociologists that worked with us, 20 so on. I was the aquatic ecologist. 21 Q. Could you give me an example of any of the 22 projects you worked on? 23 A. The biggest one that I worked on was 24 diagnostic study of two lakes in northern Virginia, 25 diagnosing them -- diagnosing pollution problems with 17 1 the lakes and writing a report recommending remedial 2 actions. 3 Q. And how large were these lakes? 4 A. Quite small. Um, 50 to 100 acres. 5 Q. And what did you find to be their primary 6 problem? 7 A. Urban run-off. 8 Q. What -- 9 A. Excessive nutrients. 10 Q. What remedial action was recommended? 11 A. Each lake was different, but a watershed 12 management plan development was recommended for both 13 involving the control of urban run-off, stormwater 14 run-off. 15 Q. When you say control, you mean retention, 16 treatment, what? 17 A. Yeah. Retention ponds, grassways, other 18 kinds of best management practices that could be 19 applied to an urban setting or suburban setting is 20 more accurate. 21 Q. What suburb was this? 22 A. Fairfax, Virginia and the Springfield area 23 of Virginia. 24 Q. Were there any waste water to wetlands type 25 scenarios utilized? 18 1 A. There were going to be. I don't think they 2 were ever implemented. There were going to be a 3 wetland system to be built. I recommended it for one 4 of the lakes. Turns out that it wasn't built, but 5 that was because of cost and they chose to do other 6 things. 7 Q. Did you prepare the design for the 8 wetlands? 9 A. Only preliminary. 10 Q. What was the size approximately of the 11 waste water wetlands? 12 A. Oh, boy. About equal to the lake. About 13 100 acres or more. 14 Q. What were -- 15 A. Again, that's -- I'm just -- that's a long 16 time ago. 17 Q. Sure. I understand. 18 Do you recall the level of treatment you 19 were trying to achieve? Were there specific water 20 quality criteria that were trying to be met? 21 A. There were not specific criteria. We were 22 trying to reduce the input of nutrients 23 substantially, but not to meet a specific criteria -- 24 criterion. 25 Q. Okay. And you indicated there were two 19 1 lakes. Were these both in Fairfax? 2 A. They were nearby, within 20 miles of one 3 another. One was technically located near Reston and 4 the other one technically located near Springfield, 5 Virginia in northern Virginia. 6 Q. And were these deep water lakes? 7 A. No. 8 Q. Shallow? 9 A. Yes. Both reservoirs. There's no natural 10 lakes in Virginia. There is one natural lake in 11 Virginia. 12 Q. These were constructed reservoirs? 13 A. Yes. 14 Q. Okay. And after you left Nusac where else 15 did you go? 16 A. I went to the National Science Foundation, 17 a federal agency. 18 Q. And what were your duties there? 19 A. I was an associate program director for the 20 ecology program. 21 Q. Is there a difference between ecology as an 22 area of study and expertise and just limnology? 23 A. No. Ecology is just a broader term that 24 includes both terrestrial and aquatic systems. 25 Q. And do you feel you have expertise in 20 1 terrestrial systems as well as aquatic systems? 2 A. General expertise. 3 Q. As an ecologist? 4 A. That is not my specialty, but as an 5 ecologist, yes. 6 Q. Okay. And what were your duties as an 7 associate program director? 8 A. To run a program of peer review and 9 decision making to distribute grant moneys in 10 ecology. 11 Q. What criteria did you apply at that time 12 with the NSF when you were making decisions as to 13 whether or not grants should be issued? What types 14 of things? 15 A. Scientific merit was the primary value we 16 were looking for followed by other subtle things such 17 as innovation, affirmative action occasionally, but 18 primary scientific merit, quality, excellence as 19 judged through a peer review system. 20 Q. Okay. What type of peer review system was 21 utilized? 22 A. Each -- 23 Q. What was the process? 24 A. The individuals seeking funds wrote 25 proposals, very extensive, detailed. These were then 21 1 subjected to external review and panel review after 2 the external review. From that process would come a 3 suite of reviews, obviously both internal and 4 external, and a recommendation to the panel as to 5 what they think should be done with the proposal. 6 From that decisions were made on which ones would get 7 funded from that information. 8 Q. And what type of analysis was performed, 9 for example, after receiving back the external peer 10 reviews to reconcile comments? 11 A. That was my job, exactly, to reconcile 12 those comments and to work in association with a 13 program director, exactly, side by side sharing the 14 burden to write up critiques analyzing the 15 information given and making the final decision as to 16 which ones should receive funding. Approximately 17 twice as many would have merit as we had money. 18 Q. Naturally. 19 And in that reconciliation process what 20 criteria did you use? How would you decide to give 21 more weight, for example, to one reviewer's comments, 22 perhaps, than another if they were conflicting? 23 A. Looking for scientific substance in the 24 review, reconciling the review against what was 25 actually written in the proposal, reconciling 22 1 philosophic review from one of substance, looking for 2 the relative importance of the comments made versus 3 just the number of comments. There might be a review 4 of two sentences that would have more value and be 5 more a target in one of three pages, so my job and 6 that of the director was to seek substance and then 7 use that to make the decisions. 8 Q. And at the NSF when sending things out for 9 external peer review was there any determination as 10 to final conflicts of interest? 11 A. Absolutely. 12 Q. What -- 13 A. It was a major -- of major importance. We 14 had a series of detailed protocol that we would use 15 in screening the applicants' record and reviewers 16 which crossed that record in any way were precluded. 17 That's a simple way of saying it. In other words, 18 any person from the same institution who had worked, 19 co-authored in any way, contacted extensively, 20 obviously, not met, but -- were eliminated from the 21 review process. 22 Q. How did you determine if -- I can 23 understand where that cross referencing would reveal 24 those who might perhaps have a bias in favor of the 25 applicant, but how did you determine those who might 23 1 have a bias because the applicant was contradicting 2 perhaps their views on a particular issue? 3 A. That is something that we had to discover 4 through knowledge of the field. It was part of our 5 job to try to find those problem areas and not to 6 allow people to be hammered or hurt, damaged by 7 someone who was simply giving a philosophic or 8 political review. When those were discovered during 9 the review process they were dealt with during the 10 panel discussion. So, in other words, all the 11 reviews were essentially upon the table. If we found 12 one sticking out like a sore thumb, that it was 13 obvious the person had some problem and it wasn't 14 justified, then that review would be eliminated from 15 the -- from the process. But then once one learns 16 the bias exists in that individual we wouldn't use 17 them again for a similar review. 18 Q. For that topic? 19 A. In other words, there's human learning and 20 expertise in using the peer review system. 21 Q. And you indicated scientific merit was 22 obviously the crucial test. Was that both as to the 23 methodology to be used, for example if it were an 24 experimental technique, as opposed to the information 25 that was to be gleaned at the end? How did you -- 24 1 A. Those two were extrinsical because in basic 2 research you are almost always at the cutting edge of 3 technology. If it were measurable it would have 4 already been measured. It's a simple way of saying 5 it. So usually the scientist is proposing to move 6 the science ahead with some new approach, some new 7 way of measuring something out there and so we always 8 had to judge the methods along with the idea. A good 9 idea with poor methods is worthless. Good methods 10 with a weak idea is not good. So, either way -- so 11 the two go hand in hand, I guess. 12 Q. Let me ask you, because I just don't know. 13 But in that -- in a typical application for a grant 14 to conduct research how is that set up? Does the 15 applicant propose a hypothesis and then propose the 16 steps through which he's going to test his 17 hypothesis? 18 A. Exactly. 19 Q. So the application gives a lot of detail 20 with both -- 21 A. That's correct. 22 Q. -- the hypothesis and methodology. 23 Does it also predict the results? 24 A. No. It usually predicts the question that 25 will be answered and that question should be 25 1 interesting to one's peers, otherwise you are not 2 going to get high ratings, but if the answer is 3 obvious, then it will get poor ratings for 4 innovation. It's nothing new; we already know that 5 kind of -- get that kind of response. The 6 investigator has to walk a fine line. If it's too 7 innovative people won't trust it as being doable. If 8 it's not innovative enough, it will be boring. It's 9 a fine line. 10 Q. Did you ever have a situation where a grant 11 application was -- was actually seeking to prove a 12 conclusion and -- in other words, working backward, 13 you have the conclusion that apples are red and the 14 entire methodology is intended to prove that apples 15 are red, whether they are or not. Maybe they're 16 green. What I'm saying is is in this type of 17 process, did you ever have a situation where the 18 purpose of the grant was to prove something that 19 someone just said this is the way it's going to be 20 and therefore you figure out whatever you have to do 21 to back it up scientifically? 22 A. Not overtly, but, yes, that would happen. 23 Sometimes under reading between the lines, someone 24 was trying to prove an idea rather than disprove a 25 hypothesis. Usually they would get caught in that 26 1 process. Another scientist would not. 2 Q. That's one of the purposes of peer review? 3 A. The peer reviewer would say, wait a minute. 4 This person is not actually testing this hypothesis. 5 They're simply trying to gather more information 6 about red apples. We're not interested in that. We 7 think apples are red. Thank you very much. Don't 8 give him any money. 9 Q. That's what I was going to ask you. Does 10 the NSF fund that kind of a program? 11 A. Not unless there's some real, you know, 12 peer interest. There could be occasions. We had 13 some innovative different approaches to problems. 14 Q. Uh huh. 15 A. But they also had to be judged by other 16 scientists as being worthy of federal funding for 17 some reason or other and usually that kind of 18 approach would not receive favorable results. 19 Q. I wish all federal programs were done that 20 way. 21 Okay. Now, at the NSF you were associate 22 program director. Did you ever hold any other 23 position there? 24 A. No. That was my only position there. It 25 is -- that is a position that is considered to be 27 1 permanent and it is one which -- there's no direct 2 career path. It is just considered to be -- you grow 3 within that position. You can get promoted. There 4 are occasionally openings higher in the foundation, 5 but the vast majority of permanent employees are at 6 that program level. It's like being a field colonel 7 and if you want to make the jump to the next step, 8 it's a completely different kind of jump. 9 Q. So what you were doing is basically what 10 the NSF does? 11 A. That's right. We're the contact. We run 12 the whole system. We ran -- I don't do it any more -- 13 the whole system that distributes the grant moneys, 14 that's right. 15 Q. And you left the NSF to come to the South 16 Florida Water Management District? 17 A. That's correct. 18 Q. What year was that? I have forgotten. 19 A. Almost exactly two years ago. January 1st 20 of '90. 21 Q. Before we leave the NSF, other than -- you 22 described some work you had at Nusac where you were 23 doing basically diagnostic studies of a water body 24 and its pollution impacts and possible remedies. 25 Other than that experience did you have any 28 1 experience with other projects where pollution 2 problems in a water body were being tested and 3 resolved in some way? 4 A. Yes. On my own time I continued to be a 5 consulting ecologist and I had a series of clients 6 where I dealt with lake management problems usually 7 involving, if not always involving, nutrient 8 contamination. My longest client was the City of 9 Reston, Virginia. I think for eight years I dealt 10 with them. 11 Q. And were these -- with the City of Reston 12 were you dealing primarily with artificial lakes? 13 A. That's correct. 14 Q. I'm trying to remember. I have been to 15 Reston. Isn't it a model city that uses a system of 16 berms and lakes to handle its stormwater? 17 A. Exactly. 18 Q. So was your role making sure that system 19 worked? 20 A. To monitor the health of the lakes is what 21 they hired me for. Not actually to do watershed 22 management. Look at the lakes; tell us what they're 23 doing. That's what I did. 24 Q. What criteria did you use to determine the 25 system was doing okay? 29 1 A. Monitored water quality, phosphorus levels, 2 occasionally nitrogen; look at chlorophyl levels in 3 the water transparency and wrote a report at the end 4 of each year summarizing those data and comparing 5 them to other lakes primarily through Carlson's 6 Trophic State Index, commonly used index of water 7 quality. 8 Q. Does the Carlson's Index apply to all water 9 bodies? 10 A. No. It was designed for lakes and it has 11 been used experimentally in other systems, but it was 12 not designed for other systems. 13 Q. When you say other systems, what other 14 systems experimentally, to your knowledge, has it 15 been used for? 16 A. I personally have not seen the papers, but 17 I have heard that it has been used for wetlands, but 18 I have not personally read that. It has been used 19 for reservoirs, which it was not designed for. It 20 was designed for natural lakes and there are problems 21 with that and there have been papers written about 22 those problems of using that index for reservoirs. 23 Q. Did you -- 24 A. So it could be used, but it has to be used 25 with caution. 30 1 Q. Did you do the water quality sampling 2 yourself? 3 A. Yes. I went out on the lake in a boat and 4 enjoyed that very much. 5 Q. I bet you did. That's a nice spot. 6 Did you do the lab analysis? 7 A. No. That was done either by contract lab 8 or university depending upon which year. 9 Q. About how big are these lakes? 10 A. They're fairly small. They range from 11 about 30 acres to 50 acres. 12 Q. And did you also take -- do any study as to 13 the levels of the various parameters in the inflows 14 to these lakes? 15 A. No. 16 Q. So you were sampling out in the ambient 17 lake itself? 18 A. That's correct. Did not do stormwater 19 sampling or inflow sampling. 20 Q. Do you recall what the P levels would be on 21 an annual average? Phosphorus levels. I'm sorry. 22 A. Total phosphorus would be between 15 and 20 23 micrograms per liter. 24 Q. You'll have to translate that into parts 25 per million or parts per billion. 31 1 A. 15 to 20 parts per billion, slightly more 2 in some cases. I think the most would be 23 or 3 something like that, but it's in that ball park. 4 That's total phosphorus. 5 Q. And when you would apply the Carlson's 6 Index as to the trophic state, how does Carlson's 7 determine when a lake is starting to become 8 imbalanced, its trophic state is changing? 9 A. The Carlson's Index runs from 0 to 100 and 10 it was set up based on a suite of lakes ranging from 11 very pure lakes to very polluted lakes or very 12 nutrient enriched lakes and it is not designed for 13 switch points. It is designed for relative 14 comparison. Now, people use it commonly to say 15 Carlson's Index is at this level and this lake is 16 eutrophic, but I happened to know him personally. He 17 did not design the index for that. As a matter of 18 fact, he was trying to get away from that. He was 19 trying to come up with a scale that covered the whole 20 range and people have turned right back around and 21 they use the scale and then they put a label on it. 22 But that wasn't the intent. These particular lakes 23 were in the middle of the scale. They ranged in the 24 40s and low 50s if I remember right. 25 Q. You indicated -- well, you indicated you 32 1 had never been deposed before. Have you ever 2 testified in any proceedings before? 3 A. No. 4 Q. Do you consider yourself -- you've 5 indicated some areas that you had courses in during 6 the course of your study to become an ecologist. Do 7 you consider yourself a limnologist? 8 A. (Nods.) 9 Q. Do you feel you have any special expertise, 10 for example, in -- are you -- and I'm probably not 11 pronouncing this right -- algaeologist, a person who 12 studies algae? 13 A. No. I don't consider myself a specialist 14 in phycology. 15 Q. That's it. I knew that. Thanks. 16 That's p-h-y. 17 How about statistical analyses? 18 A. Just general knowledge. I'm not a 19 statistician. 20 Q. As part of being an ecologist? 21 A. Everybody has to know some, but, no, I'm 22 not a specialist in it. 23 Q. What about water chemistry analysis? 24 A. No. Again, same thing. Just general 25 training. 33 1 Q. Do you consider yourself an expert in 2 limnology? 3 A. Yes. 4 Q. Other than limnology is there any other 5 field which you feel you have special expertise in 6 beyond being an ecologist? 7 A. At the NSF my specialty was community 8 ecology, so instead of focusing on aquatic or 9 terrestrial, focused on functioning of natural 10 communities and that's what your program really 11 emphasized; some forests, grasslands, soil 12 communities, any assemblage of organisms and how it 13 is structured and how it functions, so that was an 14 area in which I specialized in and most of the grant 15 proposals were to work on bird communities, worm 16 communities, ant communities, etc., etc., groups of 17 organisms in different places. 18 Q. As part of the grants review process did 19 you have to review the financial feasibility of the 20 study? In other words, whether the amount they were 21 asking for was how much it was really going to cost? 22 A. Yes, I did. 23 Q. What kind of criteria did you apply in that 24 area? 25 A. Reasonableness. In other words, I mean 34 1 when you see a thousand proposals per year, it's 2 fairly easy to come up with what is normal cost for 3 doing a particular kind of study. But that's part of 4 the peer review process. In other words, other 5 scientists did see the budgets of these projects and 6 could comment upon in the review as to whether or not 7 they were reasonable and they would do so. 8 Q. You indicated you were a private consultant 9 while you were at the NSF as well. From the time you 10 left U Cal until you came to South Florida Water 11 Management District, what, if any, experience did you 12 have specifically with what I would characterize as 13 swamp systems, southern swamp systems? Have you 14 participated in any projects dealing with swamps? 15 A. No, I did not. 16 Q. Now, we've gone over your whole life. 17 Have you -- I'm sure you have published. 18 Do you have a list of those publications -- of any 19 publications somewhere? 20 A. Yes. They're on my resume. 21 Q. Do you have a resume with you by any 22 chance? I didn't see it in the box. 23 MS. BIRCH: That wasn't requested, but I do 24 have a copy. 25 MS. KAVANAUGH: We can just -- we'll get 35 1 that later. 2 THE WITNESS: I personally didn't bring it 3 with me. 4 BY MS. KAVANAUGH: 5 Q. Okay. Have you received any awards or 6 honors for your work in your field? 7 A. Yes. I received an award from the National 8 Science Foundation for outstanding work. I forget 9 what they called it. Outstanding performance or 10 something like that. The most direct award I 11 received was from the North American Lake Management 12 Society which was their most -- they give one per 13 year and it's called the Secchi Award which is 14 something only an aquatic scientist would know, but, 15 yes, it's a very prestigious award for outstanding 16 service to the field. 17 Q. Secchi Award? 18 A. S-e-c-c-h-i. He was an Italian in the 19 Papal Navy and he got bored to death and he came up 20 with a way to measure transparency in water because 21 he was bored. 22 Q. Now, you are a member of that association, 23 are you not? 24 A. Still am, that's correct. North American 25 Lake Management Society. 36 1 Q. I seem to recall, somewhere in the sea of 2 documents that I've looked at, you were involved with 3 peer reviews for articles for their publication. 4 A. That's correct. 5 Q. Could you tell me a little more about that? 6 If you were a lawyer, you'd be the editor. Were you 7 the articles' editor? 8 A. I was the journal editor for a journal 9 called Lake and Reservoir Management for a period of, 10 I believe, seven years from, I believe, '85 to '92 11 until I came to -- maybe it was '91, but it was a 12 period of seven years. 13 Q. Did you -- 14 A. At that point I was responsible for, as you 15 said, pier reviewing the articles. 16 Q. Did you send them out to other scientists? 17 A. That's correct. 18 Q. You do essentially the same function -- 19 A. Same. 20 Q. -- as you did at the NSF? 21 A. Made the decisions. 22 Q. Reconciled the peer reviews and decided? 23 A. Yes. 24 Q. Was there a panel involved in that too? 25 A. No. At one time there was an editorial 37 1 board that would help me and act as the peer 2 reviewers, but I would still be the final decision 3 maker on the articles. 4 Q. Okay. Any other associations that you 5 belong to? 6 A. The International Society of Limnology, 7 Association of Biological Scientists, American 8 Society of Limnology and Oceanography. I think 9 that's all. I may be missing one. That's all I can 10 remember off the top of my head. 11 Q. Have you held offices in any of those? 12 A. Just the editor, editorial position. 13 Q. Okay. Now, two years ago you came to the 14 South Florida Water Management District? 15 A. Yes. 16 Q. And what is your position? Well, let me 17 ask you this. What was the position that you took 18 when you came to the District? 19 A. Division director for Environmental 20 Sciences Division. 21 Q. Okay. And what was your understanding of 22 what your duties would be? 23 A. To provide guidance and supervision for a 24 group of approximately 20 environmental scientists at 25 the District. 38 1 Q. When you say 20 environmental scientists, 2 are they all within your division or are they spread 3 in other divisions? 4 A. They were within the division. The 5 division no longer exists as that work unit. 6 Q. Okay. And what was the function of this 7 division? I mean what did it do? 8 A. To do research and to provide guidance on 9 environmental matters in South Florida for the 10 District. 11 Q. Do you recall who was in the division? I 12 mean, for example, was Marguerite Koch, was she part 13 of that division? 14 A. Yes. 15 Q. Nancy Urban? 16 A. Yes. 17 Q. Steve Davis? 18 A. Yes. 19 Q. Joseph Koebel? 20 A. He was hired after that division no longer 21 existed, but he did work for me for a time, yes. 22 Q. What about Nicholas Aumen? 23 A. Yes. I hired him. He no longer is in the 24 division. 25 Q. And when you say provide guidance I'm 39 1 trying to understand. Did you perform a function 2 similar to that that you performed at the NSF for the 3 District? 4 A. I have been asked on occasion to do peer 5 reviews for various projects, yes. 6 Q. Well -- 7 A. But my primary job was not that, no. 8 Primary job was to provide administrative guidance, 9 managerial guidance for a group of people to do 10 science work, to do budgeting, to provide supervision 11 and scientific guidance. 12 Q. Were you involved at all in the decision 13 making process as to which research projects would be 14 conducted? 15 A. Yes. 16 Q. And how did that -- well, let's cut the 17 chase here. You say that unit no longer exists. 18 When did it change? 19 A. Approximately a year ago. 20 Q. And what is it called now? 21 A. The Research Department has been 22 reorganized into geographic -- into a geographic 23 split and there is now a division that deals with 24 Lake Okeechobee northward and another division that 25 does research on Lake Okeechobee southward, 40 1 Everglades, basically, and I run a third division 2 that is not geographically oriented that is to 3 provide support for the scientists in the other two 4 by helping them with publication and peer review and 5 providing guidance on how to write papers, how to 6 design projects effectively and we run a program of 7 expert assistance, providing outside people to our 8 staff to assist them when they need assistance. 9 Q. Okay. And when you say outside people does 10 that mean outside consultants? 11 A. That is correct. 12 Q. So I understand, you do not oversee the 13 Lake Okeechobee research group, is that correct? 14 A. That is correct. 15 Q. Who oversees that now? 16 A. Nicholas Aumen recently was promoted to 17 that position about two months ago. 18 Q. Who held that before he did? 19 A. Shawn Sculley held it from the time that it 20 was formed until two months ago. 21 Q. And then we have the Everglades group, Lake 22 Okeechobee south? 23 A. That's correct. 24 Q. Who heads up that? 25 A. Thomas Fontaine, Dr. Fontaine. 41 1 Q. How long has Dr. Fontaine held that 2 position? 3 A. Since the reorganization approximately a 4 year ago. 5 Q. Okay. And then your third group? 6 A. Research Appraisal Division. 7 Q. Okay. 8 A. Research Appraisal. 9 Q. Now, do you -- tell me more about exactly 10 what it is that you do. Do you, for example, decide 11 if outside consultants are needed? 12 A. Yes. When a request is made -- you are a 13 staff member. You perceive that you need help. You 14 write out a request form; comes to me and I say, no, 15 you can't have that done. You can do it on your own. 16 It's not reasonable. Or I say, yes, it is 17 reasonable. Let's find you some help and we have a 18 process that we've gone through through an RFQ, 19 Request For Qualifications, and we have a pool of 20 experts that we can then use to help that staff 21 person. 22 Q. And when you say you have a pool of 23 experts, are these ones that have been identified as 24 potential contractors? 25 A. That is correct. Through the RFQ process 42 1 they have been identified as qualified to provide 2 assistance. Their resumes have been reviewed and 3 screened and, yes, you are qualified as an aquatic 4 ecologist or chemist or whatever. 5 Q. They haven't been necessarily hired? 6 A. And there is no implication that they'll 7 be. It's only that they submitted their credentials. 8 Q. Is there a list of those somewhere? 9 A. Sure. 10 Q. We're going to want that too. 11 So do you make any decisions unilaterally 12 that one of the other groups needs outside consulting 13 assistance? 14 A. No. 15 Q. So your division now is basically -- I'm 16 not trying to put words in your mouth. Is it correct 17 to say that it's a resource for the other ongoing 18 research projects at the District? 19 A. That's correct. 20 Q. Who has the authority to ask for outside 21 consultants? 22 MS. BIRCH: Object to the form. 23 BY MS. KAVANAUGH: 24 Q. Who at the District has the authority to 25 make a request? For example -- 43 1 A. To make a request to me? 2 Q. Yes. 3 A. The protocol that we have set up is that 4 the staff member needing assistance gets the approval 5 of his or her division director and that then comes 6 to me as an approved request and then I in turn have 7 the authority to say yea or nay to that. 8 Q. Okay. So, for example, using Marguerite 9 Koch as an example, she would make a request. I'm 10 assuming she is assigned to the Everglades group. 11 A. That's correct. 12 Q. She'd make a request to Dr. Fontaine? 13 A. That's correct. 14 Q. He would write off on it and then it would 15 come to you? 16 A. That's correct. 17 Q. After that if you decide yes, we need this, 18 does it then go into a formal contract proposal to 19 the board? 20 A. No, it does not. 21 Q. What happens then? 22 A. The RFQ process allows us to issue a 23 purchase order for a restricted amount of money for a 24 short period of time to get that work done. That's 25 the whole purpose of the RFQ process, to allow that 44 1 contractual relationship to exist. 2 Q. Has it got a cap on it of some kind as to 3 how much can be authorized? 4 A. Yes. 50,000 per year per person. In other 5 words, I might give one individual ten purchase 6 orders, but they cannot exceed 50,000 or you have to 7 drop back and go to a contracting process. 8 Q. I see what you are saying. Okay. 9 How many persons are on the list? 10 A. Approximately 65 at this moment and there 11 is another RFQ being processed as we speak which will 12 expand the list. 13 Q. Now, the RFQ, Request For Qualifications, 14 is that noticed somewhere? How does this get out to 15 the scientific community? 16 A. It is -- standard contracting procedures 17 are followed. It is advertised in several local 18 newspapers and it is sent to a number of individuals 19 that are identified as potentials, just from 20 reference lists, from any source. We find people 21 that are possible candidates and throw the RFQ at 22 them and see if they will respond. 23 Q. What's the one that's about to go out? 24 What are you seeking potential expertise in? 25 A. We have 21 areas identified which basically 45 1 cover all environmental science issues at the 2 District. Just kind of a shopping list, but we also 3 have identified six or seven areas where we 4 particularly need help. Not where we need help, but 5 where we particularly need to improve our expert 6 pool. So, for example, we might have very few people 7 who are hydrodynamicists so we are trying to get a 8 few more of those folks into the pool so that we can 9 use them if we need them. 10 Q. What are the six or seven areas that you 11 focused on as being areas where the District could 12 use a little bit more outside expertise? 13 A. I can remember a few of them off the top of 14 my head. Right now estuarine ecology, hydrodynamic 15 modeling, best management practices in agriculture, 16 and I believe that's all I can remember at this 17 moment. There's three or four others. 18 MS. BIRCH: Could you read the answer back. 19 (Thereupon, a portion of the record 20 was read by the reporter.) 21 BY MS. KAVANAUGH: 22 Q. What's hydrodynamic modeling? 23 A. Movement of water across the landscape. 24 Q. All right. When you came to the South 25 Florida Water Management District, which you 46 1 indicated was about two years ago, which would put it -- 2 in fact, I think I remember -- 3 A. January of '90. 4 Q. I think I remember your first meeting. 5 A. Uh huh. 6 Q. At the time you were hired were you told 7 you would have any participation in the Everglades 8 SWIM planning process which was then ongoing? 9 MS. BIRCH: Object to the form. 10 MS. KAVANAUGH: Could you tell me your 11 specific objection so I can fix it? 12 Wait just a second. 13 MS. BIRCH: I think the question assumes 14 that he was told what -- something about what 15 exactly he was going to be doing. I think what 16 you are trying to ask him is when he came to the 17 District, what was his job or what was his 18 function. I don't know. 19 MS. KAVANAUGH: I asked him that and he 20 indicated it was to provide managerial guidance 21 to the 20 environmental scientists. 22 BY MS. KAVANAUGH: 23 Q. What I want to know is were you given -- 24 perhaps that's a better way as opposed to told -- 25 were you given any responsibilities with regard to 47 1 the Surface Water Management and Improvement Act 2 process, the SWIM process? 3 A. Not directly, but in support. In other 4 words, I was not given direct planning responsibility 5 or authority for that planning process, no. As a 6 matter of fact, it was in another department, the 7 Planning Department. 8 Q. Beginning in January of 1990, did you have 9 any involvement, direct involvement in the Everglades 10 SWIM planning process which was ongoing at that time? 11 A. In a review capacity, in a support 12 capacity, yes. 13 Q. When you say in a review capacity, were you 14 part of the process or part of the group, rather, 15 reviewing the different drafts of the Everglades SWIM 16 plan? 17 A. Yes. And primarily through my people. In 18 other words, people within the division. Yeah. They 19 were the primary reviewers of various aspects of it. 20 Q. And did they in turn convey that to you? 21 I'm trying to understand. 22 A. Under some circumstances they did, but 23 often when they did it, they were asked 24 independently. They would go to Marguerite Koch. I 25 would look at that and/or the other thing. Sometimes 48 1 I was involved. Sometimes I was not involved in that 2 process. 3 Q. Were you involved in the drafting of the 4 Everglades SWIM Plan at all at this time? We're 5 talking now about the 1990 drafting process. 6 A. No. 7 Q. And when you say you sometimes were 8 involved in review, what types of things would you be 9 reviewing, you personally? 10 A. Miscellaneous documents where a scientific 11 opinion might be needed and I say miscellaneous only 12 because I honestly can't remember a specific at this 13 moment. But when one comes up I'll point it out. 14 Q. Were you asked, for example, to provide any 15 critique as to the restoration strategies that were 16 being drafted? Again we're talking about 1990. 17 A. No. 18 Q. Were you asked to review any of the 19 findings in that plan as to the environmental impacts 20 the plan was supposed to be addressing in 1990? 21 MS. BIRCH: Object to form. 22 MS. KAVANAUGH: Could you tell me your 23 specific objection again so I can fix it? 24 MS. BIRCH: Findings. 25 MS. KAVANAUGH: You don't like the use of 49 1 the word, "findings." 2 BY MS. KAVANAUGH: 3 Q. Were you ever asked to review the 4 statements of facts set out in the 1990 version of 5 the SWIM Plan as to their accuracy, the accuracy of 6 the literature cites that occurred in the plan in 7 support of those statements? 8 A. For the 1990 version the answer would be no 9 because that was done prior. Most of that was done 10 prior to my arrival at the District. So I arrived 11 when it was already an assembled document. 12 Q. And were you -- do you recall having at any 13 time -- again, we're talking about the 1990 version. 14 And I guess for clarity sake, do you recall whether 15 there was, in fact, a draft plan approved by the 16 District in September of 1990? 17 A. I can't recall the timing. 18 Q. Well, let me ask you this. To your 19 knowledge, was there an earlier approved draft of a 20 SWIM plan other than the one which was adopted this 21 past year in March? 22 A. Yes. There was an earlier version. When I 23 arrived there was a version, yes. 24 Q. Then, for clarity, when I say 1990 SWIM 25 Plan that's the one I'm talking about. 50 1 A. Yes. There was a draft SWIM Plan when I 2 arrived. 3 Q. Were you ever asked to review any of the -- 4 conduct any kind of a peer review as to the 5 underlying data used to formulate the 1990 SWIM Plan? 6 A. No. 7 Q. Were you ever asked to conduct any kind of 8 a review as to the research programs the 1990 SWIM 9 Plan contemplated? 10 A. Not in the plan itself, but related to it, 11 yes. It's a little hard to answer it. 12 Q. For example, the 1990 SWIM Plan 13 contemplated a Water Management Area. They called 14 them WMAs. 15 A. Right. 16 Q. I believe one of them is now known as the 17 ENR or the Everglades Nutrient Removal Project. 18 A. Right. 19 Q. Did you get involved with the planning for 20 the any of the WMAs that were -- including the ENR 21 Project that were included in the 1990 draft the of 22 the SWIM Plan? 23 A. Yes. The ENR Project was within my 24 division. 25 Q. Okay. 51 1 A. I was not involved with it as part of the 2 1990 plan. I was involved with it from that point 3 on. In other words, when I arrived it became a 4 project within my work unit, and, yes, I was involved 5 in it. 6 Q. So you weren't involved in putting it into 7 the plan, you were involved in what was going to be 8 necessary to carry it out, is that correct? 9 A. That is correct. In other words, it had an 10 existence when I arrived. 11 Q. Do you recall any comments you made on the 12 1990 SWIM Plan at all? I want to say comments. I 13 mean critiques, suggestions for revision. 14 A. No. I really do not. If I run across them 15 later I'll be glad to point out that there was, but, 16 to my knowledge, I did not specifically critique that 17 plan or specifically have input to it. 18 Q. When you took the position with the 19 District, was -- I understand you've indicated what 20 you were hired to do, but were you also given any 21 specific assignments with regard, as I say, to the 22 Everglades SWIM planning, either its process, 23 developing the plan itself or implementing its 24 programs? Were you told you were going to have 25 specific assignments related to the Everglades SWIM 52 1 Plan, whatever it ultimately turned out to be? 2 A. Only as related to research which might be 3 needed. 4 Q. Okay. 5 A. Research or monitoring at that time. 6 Research or monitoring that might be needed. 7 Q. Okay. 8 A. In other words, falling within the 9 expertise of the people in my group. 10 Q. These were the environmental scientists? 11 A. That's correct. 12 Q. Were there environmental scientists 13 assigned in the other divisions? 14 A. Yes, there were. 15 Q. There were? 16 A. There were and there are. Within the 17 Planning Department, for example, there are 18 environmental scientists. 19 Q. Is what they do different than from what 20 the environmental scientists in your group did? 21 A. They were not involved in field research. 22 It would be scientists who were planners. 23 Q. Were you given any assignments with regard 24 to water quality monitoring at that time, reviewing 25 their current system, critiquing any -- 53 1 A. Parts of it, yeah. Yes, that would fall 2 within the expertise of the division we would be 3 asked to comment upon. 4 Q. Is there a separate division that conducts 5 the water quality sampling? 6 A. There were. Now there isn't. There was at 7 that time a water quality monitoring division called 8 the Water Quality Division. 9 Q. Who did that? 10 A. Tom Fontaine originally headed that. That 11 has now been divided into the two groups, Okeechobee, 12 Everglades. 13 Q. Okay. Now, we're going to get to the end 14 of -- chronologically the end of 1990. 15 (Thereupon, a recess was taken.) 16 BY MS. KAVANAUGH: 17 Q. We were talking a few minutes ago about 18 your involvement with the 1990 version of the 19 Everglades SWIM Plan and you had indicated, I think, 20 in your testimony -- and correct me if I'm misstating 21 this -- you were assigned to the Everglades Nutrient 22 Removal Project, also known to all of us as the ENR 23 Project, is that correct? 24 A. Yes. It fell within my division. 25 Q. And what was your understanding of the 54 1 purpose of that project? What was it to accomplish 2 at that time in 1990? 3 A. It was to determine the conditions of 4 nutrient removal for Everglades vegetation. 5 Q. When you say conditions for nutrient 6 removal for Everglades vegetation, was the purpose of 7 the ENR, as you understood it to be at that time, to 8 determine nutrient removal processes in natural 9 Everglades vegetation? 10 MS. BIRCH: Object to the form. 11 MS. KAVANAUGH: What is your specific 12 objection, counsel? 13 MS. BIRCH: What do you mean by, "natural"? 14 BY MS. KAVANAUGH: 15 Q. Tell me what you mean by Everglades 16 vegetation. 17 A. Vegetation which would invade the area 18 naturally, the area of the ENR naturally as opposed 19 to planted vegetation, which may not occur if it 20 weren't planted by man. 21 Q. Okay. I'm just trying to understand what 22 the ENR Project was. Was its purpose to study the 23 nutrient cycle in a natural Everglades system? 24 A. As -- yes. If one includes vegetation 25 communities in an enriched area as part of natural 55 1 Everglades vegetation. 2 Q. I guess what I'm asking you is was its 3 purpose to test the Everglades natural nutrient cycle 4 or was its purpose to determine if Everglades type 5 wetlands could be used to remove nutrients from 6 surface water? Was it a waste water management 7 system originally? 8 A. I'm only hesitating to be exact. My memory 9 of the project at that time -- I have to be careful. 10 Remember, we're in 1990 now. 11 Q. I know. 12 A. Because the project has changed and been 13 revised, it was designed, as the title says, to 14 determine nutrient removal capacity in the area of 15 the northern Everglades and to do science to 16 determine the reasons for the nutrient removal. 17 Q. When you say northern Everglades is there a 18 distinction in the ecosystem between the northern 19 Everglades or the middle Everglades or the southern 20 Everglades? 21 A. Yes. There are different soils and 22 vegetation types and there were historically in 23 various portions of the Everglades, of course, 24 included within the EAA today with peat soils. 25 Q. And are you familiar with the term, 56 1 Everglades Protection Area? 2 A. Yes. 3 Q. And is there a portion of the Everglades 4 Protection Area which is considered northern 5 Everglades habitat? 6 A. If we're just talking about peat soils, 7 yes, it would be the EAA. If that's a definition of 8 northern Everglades. We can draw the line anywhere 9 we want to and talk about what's included in that, 10 but relative to the ENR Project, which is what I was 11 referencing, that is the EAA area which is underlined 12 by peat soils. That's what I meant. 13 Q. Is the Water Conservation Area 1, is that 14 part of the same northern Everglades ecosystem? 15 A. Water Conservation Area 1, the Loxahatchee 16 Refuge, is a different -- has a different history and 17 it is not the same as the EAA soils and water 18 quality. 19 Q. When you say the EAA do you mean Everglades 20 Agricultural Area? 21 A. Yes. 22 Q. And when you are discussing the EAA ecology 23 as being northern Everglades, do you mean 24 historically before the farming or are you speaking 25 of the EAA as it is now? 57 1 A. The EAA as it is now, which can't be 2 completely separated from the history since it 3 wouldn't be there without the peat that was laid down 4 by northern Everglades vegetation. 5 Q. What I'm trying to understand is: Was the 6 ENR Project -- what was -- what was your 7 understanding -- that's what I'm trying to find out -- 8 of the purpose of the ENR Project? Was its purpose 9 to get scientific information to support the 10 construction of wetland treatment areas? Was its 11 purpose to get science to try and figure out what was 12 happening out there? I mean what was its purpose? 13 A. Its purpose was to get science concerning 14 nutrient removal by wetlands vegetation and therefore 15 that science could be applied to the development of a 16 treatment system of some sort, yes. 17 Q. When you say wetlands vegetation was it 18 contemplated in 1990 that the wetlands vegetation 19 would be of a specific type? 20 A. At times in the development of ENR, various 21 types of vegetation were considered and I do not 22 remember the timing of the proposal of various 23 treatments, so I can't answer that exactly, but there 24 were -- there have been various vegetation types 25 considered during the evolution of the ENR Project. 58 1 Q. Was one of the -- was the ENR originally 2 conceived to determine the threshold level of 3 phosphorus that wetlands system of the Everglades 4 type could withstand without changing its vegetative 5 type? 6 A. No. 7 Q. Okay. Was the original ENR Project 8 conceived to achieve a treatment level to a specific 9 concentration of phosphorus? 10 A. No. 11 The original? 12 Q. 1990 we're talking about. 13 Was the original project, the ENR Project 14 as it existed in 1990 to be used to develop 15 information in order to size wetlands for the 16 treatment of waste water? 17 A. No. That was not the intent, however, 18 there is no way of separating out quantitative 19 scientific information on nutrient removal from 20 sizing, so there would be no way to prevent it. If 21 you honestly knew the information, yes, you could use 22 it for sizing, but, no, that was not at that time a 23 design element of the ENR Project, to my knowledge. 24 Q. What were the design criteria for the ENR 25 Project if you remember? 59 1 A. In 1990 I believe at that time there were a 2 series of cells that were set up which were to be 3 monitored for chemical and physical processes 4 occurring as water moved through the cells and then 5 various experimental designs have been applied to 6 that basic design in the last two years, as the 7 project we know today evolved, so and I honestly 8 don't remember exactly what the design configuration 9 was at the time you are referencing. 10 Q. Were you involved in the design? 11 A. The original design, no. It did exist when 12 I arrived at the District. 13 Q. Do you know who did design the original 14 project? 15 A. The very original one, Steve Davis would 16 have had a strong oversight role in it and Marguerite 17 Koch would have had a role in it and the very 18 original design would have been -- would have 19 involved my predecessor, Walt Dineen, as the 20 overseer, as the division director in charge. 21 Q. Did you review the ENR Project when you 22 came -- when you took the position, did you -- were 23 you presented with this and said, Here, Dr. Redfield, 24 what do you think of this? 25 A. Not in that way, no. 60 1 Q. What exactly were you asked to do if you 2 remember? 3 A. I was asked to continue the process of 4 planning and development for the project in 5 cooperation with the engineers who were responsible 6 for, of course, the physical aspects of the project. 7 Q. That would be Mr. Schattner and his group? 8 A. That's correct. 9 Q. Were the -- did you have any input at that 10 time regarding the ENR Project from federal 11 government agencies? 12 A. Not that I know about. Input. I'm trying 13 to think. 14 Q. For example, were federal consultants or 15 agency representatives present in any meetings where 16 the ENR Project was discussed that you can remember? 17 A. Not that I can remember. Obviously, we had 18 a lawsuit going on at that time and there were 19 very -- there were constraints on any interaction, 20 but I cannot remember a time in 1990 when federal -- 21 there was federal representation. 22 Q. And when you first came on board at the 23 District were you given any responsibilities relating 24 to the lawsuit at all? 25 A. No. 61 1 Q. You were lucky. 2 We're now moving towards the end of 1990. 3 And you indicated earlier you don't remember exactly 4 when the 1990 plan was approved, but I'll represent 5 to you it was in September of 1990. 6 When, if ever, during the end of 1990 did 7 you become aware of any desire to change the then 8 approved September 1990 SWIM Plan? 9 A. I really don't know. 10 Q. During that time frame did you become aware 11 of any effort to change it? 12 A. I don't know what you mean by change. I 13 really can't respond to the question. 14 Q. Okay. Were you invited to or did you have 15 any participation at all in the settlement 16 negotiations? 17 A. No. 18 Q. You did not attend any meetings? 19 A. Did not attend any meetings. I was not 20 asked to and was not given any responsibility in the 21 settlement negotiations at all. 22 Q. Do you recall any meetings of technical 23 staff, in-house District technical staff where the 24 settlement demands of the United States, for example -- 25 and I'll give you one example -- the 50 parts per 62 1 billion which has now been adopted as the interim 2 discharge phosphorus standard into the Refuge, where 3 that was discussed? 4 MS. DONLAN: Object to the form. 5 MS. KAVANAUGH: Give me your specific 6 objection. 7 MS. DONLAN: As to settlement demands of 8 the United States. Improper characterization. 9 MS. KAVANAUGH: You don't like the term, 10 "demands." 11 BY MS. KAVANAUGH: 12 Q. Where the proposal to adopt a 50 parts per 13 billion standard was discussed. 14 MS. BIRCH: Just like to make a standing 15 objection regarding the relevancy of any of the 16 settlement negotiations, settlement process. I 17 object that it does not and will not lead to any 18 admissible discovery. 19 MS. KAVANAUGH: As you know, the hearing 20 officer's already ruled on that and, in fact, 21 has given us permission to explore this area, 22 but your objection is noted. 23 BY MS. KAVANAUGH: 24 Q. Again, I'm asking you to think back down 25 the lane of memory here to early 1991 and do you 63 1 recall attending any meetings? And individuals who 2 would be present would be persons like Dr. Elzerman, 3 Mr. MacVicar, Mr. Federico, where the proposal which 4 was on the table, including the 50 parts per billion 5 interim standard for the Refuge, the ambient standard 6 for the Refuge, the ambient standard for the Park was 7 discussed? 8 MS. BIRCH: Object to the form of the 9 question. 10 MS. KAVANAUGH: Could you give me your 11 specific objection, counsel? 12 MS. BIRCH: You are asking a compound 13 question. 14 MS. KAVANAUGH: Well, I don't think I am. 15 MS. BIRCH: Are you asking him does he 16 recall specific people being present at the 17 meeting or are you asking him does he recall a 18 specific number, a target being discussed? 19 MS. KAVANAUGH: I asked if he attended any 20 meetings where the proposals for these standards 21 were discussed and, in order to refresh his 22 memory, I described some of the individuals who 23 might have been present at the meeting. 24 THE WITNESS: I knew of meetings as a 25 secondary, you know, indirect matter of hearsay, 64 1 but I did not participate in the meetings nor 2 was I asked to. 3 As you are jogging my memory, the only 4 memory I have is incidentally attending a 5 meeting for an hour or so out of interest in 6 which some of those players were present, but 7 they were not discussing anything, any of the 8 issues that you mentioned. I don't -- frankly, 9 I don't remember what they were discussing, but 10 I remember that MacVicar was there and several 11 other people and I don't remember why I walked 12 into it, but I did; just listened to the 13 discussion for awhile, but I did not play a 14 direct role in the subjects that you have 15 mentioned. In other words, I was not asked for 16 my opinion, nor did I give it. 17 BY MS. KAVANAUGH: 18 Q. So if your name is listed in the 19 handwritten notes of an individual as being present 20 at a meeting, at this point what you are saying, from 21 your independent recollection, you don't recall 22 attending such meetings? 23 A. If I walked into the meeting, as you 24 mentioned, I could have been listed by someone in 25 their handwritten notes. That's fair enough. But my 65 1 presence was incidental and I did not contribute to 2 the meeting. I only remember that one. If it 3 happened to be two, fine. 4 Q. Were you ever given any instructions 5 whatsoever as an employee of the District as to your 6 ability to discuss the Everglades SWIM Plan, once the 7 settlement negotiations had begun, with individuals 8 who were not part of the settlement negotiations? 9 A. No. Because I had no direct involvement. 10 There was no reason to give me any instructions on 11 that. I had nothing to contribute. 12 Q. Who's Dr. Allen Elzerman? 13 A. First of all, by the way, I knew him prior 14 to him coming here, so -- he is a chemist from 15 Clemson. 16 Q. And during 1991 was he a consultant to the 17 District? 18 A. I don't know the date, but he has been a 19 consultant to the District. I don't know. I believe 20 he was during that period of time. But that's 21 guessing on my part. I had no direct role in his 22 contracting. 23 Q. A -- 24 A. I don't know whether he is at this moment. 25 He has been, yes, because I've seen him at the 66 1 District. I know he was there. 2 Q. Is he a consultant now, to your knowledge? 3 A. I do not know if he is at this moment. As 4 I say, I do know he has been. Whether or not there's 5 a contractual relationship today, I don't know. 6 Q. Do you have, in your current role where you 7 do research appraisal, do you play any role at all in 8 the District retention of outside consultants to 9 assist them in the Everglades controversy, the 10 litigation? 11 A. Yes. 12 MS. BIRCH: Object to the form. 13 BY MS. KAVANAUGH: 14 Q. Do you have any oversight role in the 15 District's hiring of consultants in the Everglades 16 litigation? 17 A. Not oversight. 18 Q. Do you have any participation in the 19 selection of consultants? 20 A. Advisory. 21 Q. Advisory, okay. 22 The reason -- that's why I'm asking. You 23 don't know if Dr. Elzerman is a consultant yet. 24 Would not his being a consultant have been part of 25 your job? 67 1 A. No. No. No. 2 Q. Okay. 3 A. He can be used as a consultant by any 4 department in the District having nothing to do with 5 me. So, in other words, I'm saying scientific 6 consultants do not come through my division 7 necessarily. Some do. For example, the Planning 8 Department has a whole series of consultants. I 9 don't even know who they are. 10 Q. So the Planning Department has the ability 11 to hire consultants on their own, is that correct? 12 A. (Nods.) 13 Q. Is that a yes? 14 A. That's a yes. 15 Q. Got you. 16 Who makes the decision as to hiring those 17 consultants to the Planning Department, if you know? 18 A. I don't know. 19 Q. Do they have a peer review process similar 20 to -- an appraisal process similar to what you use in 21 selecting consultants from your list? 22 A. Not to my knowledge. 23 Q. You indicated you knew Dr. Elzerman before 24 he -- before you came to the District. What is his 25 area of expertise? 68 1 A. Aquatic chemistry, particularly water 2 quality, QAQC. 3 Q. You indicated that you had no involvement 4 whatsoever in the development of the 50 parts per 5 billion standard. Did you have any involvement in 6 the development of any of the standards, the ambient 7 standards which were ultimately embodied in the 8 settlement agreement and the current Everglades SWIM 9 Plan? 10 A. No. No involvement. 11 Q. And were you asked to critique or review 12 the current version of the Everglades SWIM Plan? 13 A. Yes. As part of a mass distribution of 14 that plan, but, no, not in any specific instruction 15 or -- that I remember, but, yes, I have been given 16 the plan. I've had it mailed to me. I've seen 17 drafts of it, yes, as a general staff member. 18 Q. Were -- have you had any involvement in 19 developing the time frames for the implementation of 20 the Everglades restoration programs as embodied in 21 the current version of the Everglades SWIM Plan? 22 A. No. 23 Referencing restoration programs? 24 Q. Construction of the STAs, for example. 25 A. No. 69 1 Q. Did you have any involvement at all in the 2 effort to design a modeling program to -- for the 3 STAs to determine the size of the STAs, for example? 4 I believe at one point proposed as Appendix F and it 5 was modeling strategies relating to the STA Program. 6 A. No. I did not have involvement in that. 7 Q. Do you know who did? 8 A. If I've -- Appendix F, I believe, is 9 Dr. Fontaine's model is what you are referencing. 10 Q. Uh huh. Okay. 11 Now, perhaps it would be easier, rather 12 than going one by one, if you could just tell me 13 what, if any, involvement you have in what is 14 commonly called the Everglades Restoration 15 Initiative. That seems to be the term that's used 16 when speaking of the settlement proposal terms. 17 Have you been involved or were you involved 18 in the development of EAA Regulatory Program? 19 A. No. 20 Q. Did you have any input at all to the 21 regulatory program and the underlying technical 22 support for that program -- 23 A. No. 24 Q. -- for example? 25 A. You are still referencing the EAA Program? 70 1 Q. Regulatory program. 2 A. No, I did not. 3 Q. For example, you indicated that one of the 4 RFQs, whatever those things were, RFQs related to 5 BMPs or Best Management Practices? 6 A. Correct. 7 Q. Which are part of the Everglades -- excuse 8 me -- the EAA Regulatory Program. Is your role -- is 9 your role limited to finding consultants as opposed 10 to development of the program itself? I guess what 11 I'm trying to find out -- 12 A. For the BMPs our role is to provide support 13 for any BMP related science that the District may be 14 involved in on Lake Okeechobee or the Everglades. It 15 doesn't matter where it is. That's an area -- for 16 example, we had the loads model that we have 17 constructed on Lake Okeechobee. That is an area 18 right now that we particularly need to get reviewed 19 and that is one of the reasons why we have requested 20 experts in that area. 21 Q. Okay. 22 A. The experts can be used for other issues. 23 Q. As I say, once they come to the District, 24 do you supervise them in any way? 25 A. The experts? 71 1 Q. Uh huh. 2 A. Only in setting up purchase orders for 3 their expertise. 4 Q. Do you develop their work tasks? 5 A. I screen their work tasks. It comes across 6 my desk for review, yes, scopes of work. 7 Q. Since you came to the District have you had 8 any role or any responsibility in reviewing the water 9 quality data base the District has developed 10 in-house? 11 A. Yes. Indirectly through my people who work 12 with parts of the data base. 13 Q. And have you ever had occasion that you can 14 recall to offer an opinion as to whether that data 15 base is adequate or inadequate? 16 A. No. I have not offered an opinion. 17 Q. Do you have an opinion? 18 A. I'd have to be asked to -- a specific -- 19 about a specific data set and, if I know enough about 20 it, I'll be glad to give you my opinion, but, no, not 21 in general. 22 Q. Have you had any involvement with a -- with 23 the development of quality assurance plans for the 24 water quality monitoring the District conducts? 25 A. Through my people who have contributed to 72 1 that plan and I have seen parts of it, but I have not 2 directly written or contributed myself to that water 3 quality plan. 4 Q. Do you know whether that -- the Water 5 Quality Assurance Plan has in the past met DER's 6 standards for water quality analysis? Has there been 7 a problem with that, to your knowledge? 8 A. I don't have firsthand knowledge, only 9 secondhand knowledge of problems with that plan. 10 Q. Are you familiar with the Central and 11 Southern Florida Flood Control Project? 12 A. Yes. 13 Q. And do you have any role in your position 14 with determining whether or not the purposes of that 15 project are being met by District? The operation of 16 the project, do you have any role in the day to day 17 operation of the project? 18 A. No. Not in operations or maintenance, no. 19 Q. Now, do you have specific scientists 20 assigned to you now? 21 A. Yes. 22 Q. And who are they? 23 A. Dr. Herbert J. Grimshaw, Mr. Joel VanArman, 24 Miss Kim O'Dell, Miss Nancy Urban, technician Glenn 25 Inton (phonetic) and two people that are just being 73 1 hired. 2 Q. Now, Mr. VanArman, I believe, is listed as 3 one of the drafters of the Everglades SWIM Plan. 4 A. That's correct. 5 Q. Was he assigned to you at that time? 6 A. No, he was not. 7 Q. Okay. 8 A. He's been assigned to me since the 9 reorganization. 10 Q. That was about a year ago? 11 A. Uh huh. Nine months. 12 Q. Was he assigned to you before or after the 13 March 13, 1992 version of the SWIM Plan was drafted? 14 A. He -- during a transition period he 15 continued his responsibilities, whatever they were, 16 because I was not involved in making those 17 assignments, prior to coming under my supervision. 18 Since he has been under my direct supervision, he has 19 not contributed to SWIM plans. He has been doing 20 other activities with me. 21 Q. So -- 22 A. What he did before that time and during the 23 transition time I was not responsible for. He was 24 continuing responsibilities he had. 25 Q. So you were not supervising him in SWIM 74 1 Plan responsibilities at that time? 2 A. That's right. It was a transition period 3 where he was finishing up old duties and then, as he 4 did that, he came under my supervision and since that 5 time has been involved in a variety of things. 6 Q. With regard to the 1991 SWIM Plan do you 7 have any responsibilities relating to the 8 implementation of that plan? 9 A. The implementation of it? 10 Q. Uh huh. 11 A. To provide whatever support might be needed 12 for the research aspects of the plan. 13 Q. Okay. For example, you indicated that the 14 ENR Project was assigned to you as it appeared in the 15 earlier 1990 SWIM Plan. Do you continue to have 16 responsibility for the ENR Project? 17 A. No. It is now within the Everglades 18 Division under Dr. Fontaine's responsibility. 19 Q. Why was it transferred? 20 A. It wasn't transferred. It just went as 21 part of the organization, so all the Everglades 22 research is now under that division, so it naturally 23 was included. 24 Q. So that would have been approximately nine 25 months ago? 75 1 A. Approximately nine months ago, right, 2 almost a year. 3 Q. And do you have any scientific role at all 4 in the ENR Project? 5 A. From time to time, yes, asked to be 6 involved; organized a peer review of the project 7 eight or nine months ago and would continue in that 8 role today as an indirect supporter for we're 9 providing some assistance to the project, for 10 example. 11 Q. When you say you organized a pier review -- 12 we'll get to the documents later -- did you peer 13 review the project yourself? 14 A. No. 15 Q. And -- but did you go through the 16 reconciling process with regard to the peer review of 17 the ENR Project? 18 A. Only in a general way. That reconciling 19 process continues. The project continues to be 20 modified as a result of the input, so it's an ongoing 21 process. No, I didn't specifically reconcile. 22 That's up to the researchers. 23 Q. Who would that be? 24 A. The people who are doing the research on 25 the project. 76 1 Q. I'm trying to understand. 2 A. In other words, I'm not responsible for the 3 project. 4 Q. How about this: What is the peer review 5 process as it exists at the District? We went 6 through how it exists at the NSF. How do they 7 conduct a peer review at the District? 8 A. In this case, a plan for a project is sent 9 out to the reviewers who are allowed to comment on 10 any and all aspects of it. Those comments are then 11 brought back and given to the people responsible for 12 developing the project and they are expected to 13 respond to them and get any additional advice that 14 they need in responding to them. 15 Q. Do you know who the individuals are for the 16 ENR Project? 17 A. ENR Project is under the Everglades 18 Division so it's Dr. Fontaine's responsibility to see 19 to it that the changes are made to it as appropriate. 20 The direct scientist responsible is Dr. Sue Newman, 21 among others, but she is a primary person. There are 22 others. 23 Q. Who selected the external reviewers for the 24 ENR Project? 25 A. I had primary responsibility for that with 77 1 suggestions from a variety of other people. In other 2 words, I didn't sit in a closet and do it. I talked 3 to people about it. 4 Q. Did you also review whether there were 5 potential conflicts of interest -- 6 A. Yes. 7 Q. -- among those external reviewers? 8 A. To the extent that I could from both 9 looking at resumes and discussing with other people, 10 yes, I did screen them for conflict of interest. 11 Q. Is Dr. Martin Maffei one of those 12 reviewers? 13 A. The peer review I did, no, he was not. 14 Q. Are there two sets of peer reviews that 15 would apply for -- that applied to the ENR Project, 16 one that you prepared and then yet another comment? 17 A. There have been several pier reviews of the 18 ENR Project. I'm not sure which one you're thinking 19 of. 20 Q. The most recent one, which I think was this 21 spring. 22 A. The one I had in mind was the external peer 23 review by, I believe it was six people, and, no, no 24 federal people were involved with that. Those were 25 people, as a matter of fact, all outside the State of 78 1 Florida. 2 Q. Okay. I guess I'm trying to understand the 3 process. You indicated that when you are selecting 4 external peer reviewers you attempt to eliminate 5 anyone who might have some sort of conflict or 6 inherent bias, is that correct? 7 A. That's correct. 8 Q. Is there some sort of a -- what appears to 9 be missing here -- is there some sort of reconciling 10 process that you're involved in once those reviews 11 come back, you package it up and send it out to 12 whoever has the project? 13 A. There is a reconciling process where the 14 individuals responsible for the project are expected 15 to respond to the review and the department director, 16 actually, wants to see to it that that is done. So, 17 yes, there is follow up. You can't just have peer 18 review and no response. 19 Q. Who ultimately decides as to how to 20 reconcile critical comments for the ENR? 21 A. That's on a case by case basis. 22 Q. For the ENR Project who would ultimately 23 decide? 24 A. I -- ultimately the department director. 25 Q. So in the case of the ENR Project 79 1 Dr. Fontaine? 2 A. Well, he's division director but if there 3 were -- ultimately the department director is 4 responsible for in the Research Department. So 5 ultimately he would decide on what was happening with 6 that project, but the most proximal person is, of 7 course, Dr. Fontaine, yes. 8 Q. Who is the department director? 9 A. Tony Federico. 10 Q. And do you report to Mr. Federico also? 11 A. Yes. 12 Q. And so does the lake research group? 13 A. Yes. 14 Q. Have you been given any instructions by 15 Mr. Federico, Mr. Creel, Mr. MacVicar, upper 16 management at the District with regard to consulting 17 with federal agencies on Everglades matters? 18 A. No. I have been given no instructions. 19 Q. What is the status of the ENR Project right 20 now, if you know? 21 A. It's being built -- 22 Q. And -- 23 A. -- constructed right now. The tractors are 24 rolling. 25 Q. And do you have any participation at all in 80 1 the ENR Program at this time? 2 A. Not directly, but in support, as issues 3 arise, I can be involved. 4 Q. When you say as issues arise, can you think 5 of an example? 6 A. Any perceived need for more information or 7 more external input would result in a request to me 8 that I would respond to. 9 Q. Have you had any requests this year? 10 A. Yes. 11 Q. Could you describe those? 12 A. Um, I have two requests being processed 13 now. One for -- from Dr. Sue Newman to get outside 14 assistance in looking at the statistical aspects of 15 the project, the data collection regimes that are 16 proposed to be used, to perfect those, help perfect 17 those, improve them. 18 Q. Uh huh. 19 A. The second one is from Joanne -- what's 20 Joanne's last name -- Roy to review the hydrological 21 monitoring network of the project. So both of those 22 are to get outside experts to provide additional 23 design assistance for the project. 24 Q. When you had the project assigned to you 25 when you were first involved before the 81 1 reorganization, did you review the ENR Project and 2 its design as it existed? You indicated you weren't 3 involved in designing it, it was already designed 4 when you got here, but did you review that design? 5 MS. BIRCH: Objection. Asked and answered. 6 THE WITNESS: What did you say? 7 MS. BIRCH: I just said, objection. Asked 8 and answered. 9 BY MS. KAVANAUGH: 10 Q. Means you have to answer again because I 11 don't remember. 12 Did you review the design of the ENR 13 Project? 14 A. If you mean in the sense of writing 15 something formal, no, I didn't writing anything 16 formal. I did look at the design of the project, 17 discuss it with people, yes. If that's reviewing it, 18 yes, I did review it in that sense. 19 Q. Did you suggest any changes to the project? 20 A. No, I didn't. 21 Q. And has it been changed, however, since the 22 1990 version of the project? 23 A. Yes. 24 Q. Do you know what those changes are? 25 A. I -- really, I would be -- I can't give you 82 1 specifics. Some of the treatments have been changed 2 to reflect input from external people. The design of 3 the experimental cells has been changed in response 4 to external input. I can't give you the specifics, 5 but those are the general areas that have been 6 modified. 7 Q. Did you provide any input to the ENR 8 Project as it currently exists? Have you reviewed 9 the project? You indicated it went out for external 10 review. Was there -- did you review the project as 11 it currently exists? 12 A. I have reviewed it, but I have not provided 13 specific changes. I have not provided specific 14 guidance. I have been a facilitator, connecting 15 people together, suggesting things, but, no. In 16 other words, there's no -- I have not suggested a 17 specific action which has been taken, no, I have not 18 done that. 19 Q. Are you familiar with EPA's waste water and 20 wetlands criteria for using wetlands for stormwater 21 treatment? 22 A. I know of its existence, but I'm not 23 technically familiar with it. 24 Q. Do you know whether the 1990 ENR Project 25 was designed to comport to those regulations 83 1 promulgated -- excuse me -- those criteria 2 promulgated by EPA? 3 A. I do not know that, no. 4 Q. Did you have any discussions during the 5 time you were responsible for the ENR Project with 6 DER, the Department of Environmental Regulation, as 7 to the project and its ability to assimilate 8 nutrients? 9 A. I personally did not discuss the project 10 with DER, but it was discussed with DER by other 11 people. 12 Q. Who? 13 A. That I heard secondarily. 14 Q. Well, for example, do you remember who? 15 A. Sure. Dr. Newman would have interacted 16 with representatives of DER. 17 Q. But you didn't do that personally? 18 A. I did not personally interact with DER. 19 Q. Was Dr. Newman in charge of the project 20 when you were also working with it when you first 21 came to the District? 22 A. She was hired by me specifically for that 23 purpose. 24 (Thereupon, a recess was taken.) 25 BY MS. KAVANAUGH: 84 1 Q. We were talking about the ENR Project 2 before and now I want to talk a little bit about your 3 role in the STA Program that's been provided for in 4 the 19 -- the current version, the '92 version of the 5 Everglades SWIM Plan and what, if any, participation 6 have you had in the implementation of the Stormwater 7 Treatment Area Program? 8 A. None. 9 Q. Well -- 10 MS. KAVANAUGH: Can you mark this. 11 (The document was marked 12 Redfield Exb. No. 2.) 13 BY MS. KAVANAUGH: 14 Q. Now, Dr. Redfield, I'm handing you a 15 document and ask if you can identify that? 16 A. Yes. It's an article with Sue Newman and 17 myself about the ENR Project. 18 Q. And it states in its title -- I'll read the 19 title -- Research and Monitoring: Integral 20 Components in the Design and Operation of Stormwater 21 Treatment Areas. 22 I ask you does that refresh your memory? 23 Does the term, Stormwater Treatment Areas in this 24 article, refer to stormwater treatment areas of -- as 25 are provided in the Everglades SWIM Plan? 85 1 A. Yes, it does. 2 Q. Okay. 3 A. The title was changed at some point. It 4 originally was the ENR projects; contains a single 5 paragraph on other stormwater treatment areas. 6 Q. But what was your participation in the 7 preparation of this article? 8 A. I was coauthor, junior author. 9 Q. Okay. And this article discusses -- I 10 direct your attention to, for example, the one, two, 11 three, four, fifth page of Redfield Exhibit 2. 12 A. Let's see. These aren't numbered. One, 13 two, three, four, fifth page? 14 Q. Table I. 15 A. Table I, right. 16 Q. It says, Scheduling of Research and 17 Monitoring Input into STA Development and Operation. 18 What is that and is it different from the ones that 19 are provided in the Everglades SWIM Plan? 20 A. No. That's one in the same. 21 Q. Okay. So when you indicated earlier that 22 you had nothing to do with the development of the 23 STAs provided in the Everglades SWIM Plan -- 24 A. Statement was correct. This is just a 25 description of the program. 86 1 Q. I'm trying to reconcile it with the program 2 that appears to be represented in this article about 3 the design and operation of STAs. Were you simply 4 reviewing work that had been done by someone else? 5 A. That's correct. This is a description of a 6 process. 7 Q. Okay. Who, then, prepared the underlying 8 data regarding the design and operation of STAs as 9 referenced in this article? 10 A. Many people at the agency. 11 Q. Who has the primary responsibility for the 12 design of the STAs? 13 A. No one individual. The agency has the 14 responsibility. 15 Q. Okay. Is this describing -- this article, 16 Redfield Exhibit 2, describing the ENR Project? 17 A. Yes. Primarily. 18 Q. And it states in the last sentence of the 19 very first paragraph, Executive Summary, it states, 20 "The research conducted within the ENR Project is 21 essential to assure the success of the South Florida 22 STAs." 23 Was that your opinion in October of 1991? 24 A. Which paragraph? 25 Q. The first paragraph, last sentence. 87 1 A. The Executive Summary? 2 Q. Yes. 3 MS. BIRCH: What was the question? 4 BY MS. KAVANAUGH: 5 Q. My question was whether or not it was 6 Dr. Redfield's opinion in October of 1991 that, "The 7 research conducted within the ENR Project is 8 essential to assure the success of the South Florida 9 STAs." 10 A. Yes. That's correct. 11 Q. Is that still your opinion? 12 A. Yes. 13 Q. This Executive Summary notes that there is 14 no operational precedent for the STAs. To your 15 knowledge, is there any operational precedent for the 16 STAs now? 17 A. No. 18 Q. Do you know whether the STAs, as planned in 19 the Everglades SWIM Plan, based on the schedule set 20 out in the SWIM plan, are to be constructed before 21 the research results from the ENR Project have been 22 completed? 23 A. Yes, they are. 24 Q. And isn't there a several year gap between 25 the estimated date they expect to have results from 88 1 the ENR Program and the date they plan to begin -- 2 excuse me -- the District plans to begin constructing 3 the STAs? 4 A. Yes. There's a gap. 5 Q. How -- maybe I didn't understand your 6 testimony earlier, but how, if you know, would the 7 ENR Project data be essential to assure the success 8 of the South Florida STAs as indicated in this 9 article? 10 A. The data will provide treatment options to 11 be used in managing the STAs, not in constructing the 12 STAs. 13 Q. Not in constructing the STAs? 14 A. That's correct. The schedule to which you 15 referred is a construction schedule. The operation 16 is going to go on for a long period of time. 17 Q. Do you know of any precedent for STAs to 18 treat the volume of water that the STAs set out in 19 the SWIM plan will be treating? 20 A. I don't personally know of a precedent, no. 21 Q. And does not the size of the STAs relate to 22 the treatment efficiency of the STAs? 23 A. Yes. There's a relationship. 24 Q. So if the STAs were constructed wouldn't 25 you have to know how big they had to be before you 89 1 would know whether they would work? 2 A. You have to have an estimate of size, yes. 3 Q. What, if any, involvement have you had with 4 the Burns & McDonnell Study being conducted for the 5 District to design the STAs described in the 6 Everglades SWIM Plan? 7 A. No direct involvement. That's done through 8 another group. 9 Q. Do you have any involvement in reviewing 10 Burns & McDonnell's results? 11 A. I don't remember having done any. I may 12 have been on a distribution list for it, but I don't 13 remember having reviewed any, no. 14 Q. Are you a member of the Technical Oversight 15 Committee established by the settlement agreement? 16 A. I attend the committee occasionally. I'm 17 not a member, no. 18 Q. Do you participate -- 19 A. There's only one agency member. 20 Q. Do you participate on any of the 21 subcommittees established under the Technical 22 Advisory -- excuse me -- Oversight Committee and I 23 will call that TOC, T-O-C from now on, the TOC 24 Committee? 25 A. Yes. I'm involved in two of the 90 1 subcommittees. 2 Q. Which two are those? 3 A. Research and Monitoring, I think, are two 4 of them. 5 Q. Are you involved in the any of the 6 committees relating to the STAs? 7 A. Well, I'm involved in the Research and 8 Monitoring Committees which may have a connection to 9 the STAs. 10 Q. When you were in charge of the ENR Project 11 prior to the reorganization, to your knowledge, what, 12 if any role, was the ENR Project to have in the 13 design of future water management areas, STAs, 14 whatever you want to call them, wetland treatment 15 systems? 16 A. It would have minimal impact on structural 17 design. 18 Q. Why would it not impact structural design? 19 A. Because of the time frames -- 20 Q. A -- 21 A. -- reference your earlier questions. 22 Q. Okay. But for the time frames would, in 23 your opinion, the ENR data be helpful in the design 24 of the future STAs? 25 A. Not necessarily. 91 1 Q. Why not? 2 A. Because the design is conservative in terms 3 of the land area, therefore, we will need additional 4 information in order to assure, reference the last 5 sentence in your earlier question about the last 6 sentence in the first paragraph. It says, "It is 7 essential to assure the success." That's exactly 8 what the ENR is for, to provide an insurance policy 9 to assure that the size selected will be operational, 10 will fulfill the needs. 11 Q. And what if it isn't? Do you know what, if 12 any, plans there are to address the problem if it 13 turns out that the ENR data indicates that the STAs 14 as planned and apparently as to be constructed before 15 the ENR data is in, are too large or too small or the 16 wrong size? 17 MS. BIRCH: Objection to the form of the 18 question. 19 BY MS. KAVANAUGH: 20 Q. You can still answer it if you understand 21 the question. I'll restate it if you don't. 22 A. Please restate it. 23 Q. Do you know of any plans at the District to 24 address the situation, should it occur in the future, 25 where the results from the ENR Project indicate that 92 1 the STAs as currently designed and planned will not 2 work? 3 A. I don't have a specific reference to a 4 plan, a response plan that I personally know of or 5 have been involved in. 6 Q. But have you heard of one? 7 A. The settlement agreement has reference to 8 non-compliance that I have seen in that agreement and 9 specific requirements thereof. It has nothing to do 10 with me, but it's there. 11 Q. What level of phosphorus are the STAs, to 12 your knowledge, designed to achieve? To what level 13 are they to treat? 14 A. 50 parts per billion interim standard. 15 Q. Do you know how that standard was 16 developed? 17 A. Only indirectly. 18 Q. Well, what's your understanding of how it 19 was developed? 20 A. It was empirically derived based upon 21 available -- best available technology and the 22 ability of wetland systems to take up nutrients and 23 the existing water quality in the EAA and when you 24 put all of those together -- I do not know how to do 25 it, but that's basically how it was done; I did not 93 1 do it, but that's the process that was gone through -- 2 you come up with 50. 3 Q. When you say empirical data, what empirical 4 data? Do you know what empirical data was used? 5 A. The water quality data from EAA -- we have 6 20 years of it -- is what I mean by empirical data. 7 Best Management Practices, there's a lot of empirical 8 data on how well they can function and if you assume 9 that you know the mass of material that's leaving the 10 farms and you assume you can lower it by a certain 11 amount, you divide by the volume of water, you can 12 come up with a number and that's how 50 was derived. 13 Q. Do you know how much the STAs are estimated -- 14 currently estimated to cost to construct and operate? 15 MS. BIRCH: Objection to relevancy. 16 BY MS. KAVANAUGH: 17 Q. You can still answer. 18 A. The only estimates that I know of are 19 literally ones that I have heard and seen in the 20 paper, three hundred twenty to four hundred billion -- 21 million. I'm sorry. Million. But that's indirect. 22 I don't have firsthand knowledge of those numbers or 23 how they were derived. 24 Q. Okay. Was the ENR Project originally 25 designed to be an experimental project that would 94 1 provide the basis for the construction of the other 2 wetlands treatment areas? This would be the 1990 3 plan. 4 A. In the 1990 plan, not to provide a basis, 5 no. 6 Q. Do you recall whether under the 1990 plan 7 all of the water management or wetlands treatment 8 areas -- they had different names -- were to be 9 constructed under that plan simultaneously with the 10 ENR Project or after the ENR Project? 11 A. I believe -- 12 MS. BIRCH: Time frame? 13 MS. KAVANAUGH: 1990. 14 THE WITNESS: I honestly don't know. 15 BY MS. KAVANAUGH: 16 Q. Do you recall any difference? 17 A. From that particular plan? 18 Q. Do you recall whether there was a change in 19 the -- what was referred to in the 1990 plan as a WMA 20 or Water Management Area strategy, was there a change 21 in the strategy as articulated in the 1990 plan from 22 the plan that currently exists, the 1992 plan as far 23 as the sequence of construction of Water Management 24 Areas with regard to the ENR Project? 25 A. I really don't know. 95 1 Q. Now, you indicated that you really don't -- 2 well, my understanding of your answer is that you 3 don't have any participation in the STA design 4 process under the current plan. Is that correct? 5 A. That's correct. No direct. 6 Q. Well, when you say no direct, you brought 7 with you today a file which I'd like marked as 8 Composite Exhibit 3. 9 (The document was marked 10 Redfield Exb. No. 3.) 11 BY MS. KAVANAUGH: 12 Q. It has on the front of it -- in handwritten 13 letters it says, "STA Design" and it contains 14 letters, references to STA conceptual design meeting, 15 11-22-91; shows your attendance. I'm trying to 16 understand when you say you don't have any direct 17 involvement, what involvement do you have in the 18 design of the STAs? 19 A. None. I'm assuming you mean by design the 20 sizing, the location, the structure of these units 21 and I haven't had any direct involvement in sizing, 22 location, pump arrangements, you know. I just simply 23 haven't. 24 Q. What is your involvement with the STA 25 Program -- maybe that's a better way to put it -- now 96 1 being conducted by the District? 2 A. To provide research support for that 3 program, scientific input as requested. 4 Q. Well, do you attend meetings of the STA 5 Design Committee which apparently exists? I have 6 some minutes here from something called an STA 7 Conceptual Design Meeting with a blind carbon copy 8 going to Mike Soukup and it shows you as attending. 9 This would be November of '91. Would you just attend 10 the meetings for some purpose? Do you report to 11 someone or do you use what you learn at these 12 meetings in some fashion? 13 A. I have attended several meetings -- I don't 14 know how many -- for informational purposes to 15 provide any insights I might have, but it's been a 16 long time since I attended one of those meetings. I 17 still may be on a mailing list to get the minutes 18 from the meeting and I have a general interest in the 19 research such as the ENR. 20 Q. What is your current role with regard to 21 the ENR Program? 22 MS. BIRCH: Objection. Asked and answered 23 two times. 24 MS. KAVANAUGH: Well, counsel, he's just 25 testified that he has some general interest 97 1 because of the ENR Project. I'm trying to find 2 out what is his involvement with the ENR Project 3 now. 4 THE WITNESS: Could I answer? 5 MS. BIRCH: Yeah. You can answer. 6 Same objection. Asked and answered. 7 THE WITNESS: I'm providing support for the 8 ENR Project as mentioned in my earlier answers 9 to questions through two assistance projects 10 that are going on right now. 11 BY MS. KAVANAUGH: 12 Q. Which two assistance projects are those? 13 A. The one for Sue Newman on statistics and 14 the one for Joanne Roy on hydrological network 15 design. 16 Q. Other than that you have no role in the STA 17 or the ENR projects at this point in time? 18 MS. BIRCH: Objection. Asked and answered. 19 Argumentative. 20 THE WITNESS: At this point I have no 21 direct role. 22 BY MS. KAVANAUGH: 23 Q. Do you make presentations to the TOC 24 Committee with regard to the research programs that 25 are ongoing relating to -- 98 1 A. If I were asked to, but at this moment, no 2 one's asked me to. So are you saying -- if your 3 question is what is my potential -- 4 MS. BIRCH: There's no pending question. 5 MS. KAVANAUGH: Would you mark this one. 6 This will be marked Redfield Exhibit 4. 7 (The document was marked 8 Redfield Exb. No. 4.) 9 BY MS. KAVANAUGH: 10 Q. Ask if you can identify that document. 11 A. This is a description of nutrient threshold 12 research from sometime ago. 13 Q. Did you participate in the preparation of 14 that? 15 A. I reviewed it and people who worked on it 16 worked with me at the time. 17 Q. I'm sorry. I didn't catch the end of it. 18 A. That was my role. I reviewed it and people 19 who worked on it worked for me at the time. 20 Q. At the time. Okay. 21 Did you participate in the preparation of 22 that report? 23 A. As a reviewer, yes. 24 Q. Have you participated in the meetings of 25 the Everglades Nutrient Threshold Advisory Group 99 1 which, as I understand it, is part of the TOC? 2 A. I'm not sure what you mean by the advisory 3 group. 4 Q. The Research and Monitoring Subcommittee of 5 the Everglades Technical Oversight Committee 6 consisting of apparently of David Lean, Kenneth 7 Reckhow and William Walker and Robert Wetzel. 8 A. Have I been there when they were there? 9 Q. Have you participated in their 10 deliberations? Have you provided them with input? 11 Have you responded to inquiries? 12 A. Yes. 13 Q. Okay. And did you participate in the 14 preparation -- is this report dated May 15, 1992 15 Redfield Exhibit 4, a report from that committee? 16 A. I do not remember the exact linkage to that 17 committee, but it did involve the committee. As it 18 says on the front cover, it is a joint contribution 19 from several agencies. 20 Q. Okay. Now, I want to hand you document 21 which I'd like marked Redfield Exhibit 5 -- 22 (The document was marked 23 Redfield Exb. No. 5.) 24 BY MS. KAVANAUGH: 25 Q. -- and ask you if this -- if you can 100 1 identify this document? 2 A. Just is another draft of the Everglades 3 Nutrient Threshold Research Plan. 4 Q. Okay. What, if any, role did you play in 5 the preparation of that document, Exhibit 5? 6 A. This document was generated by the four 7 authors based upon input from many people and I can't 8 remember how much input I had other than involvement 9 in some of the original input that they created this 10 from. 11 Q. Is Exhibit 5 a final version of Exhibit 4? 12 A. I do not know that. 13 Q. Okay. 14 MS. KAVANAUGH: Mark this one 6. 15 (The document was marked 16 Redfield Exb. No. 6.) 17 BY MS. KAVANAUGH: 18 Q. Ask if you can identify this document? 19 A. Yes. It's a review by Kenneth Reckhow of 20 the same documents, 5 and 4 referenced earlier. 21 Q. At the top it has handwritten note that 22 says, "To Garth Redfield from Ken Reckhow." Was 23 Dr. Reckhow peer reviewing or was he asking you to 24 peer review these reports of which he's apparently 25 one of the authors? 101 1 A. He was asking me to distribute his input. 2 I was a postman for other people at the District. I 3 did exactly that. 4 Q. Okay. That's what I'm trying to 5 understand. 6 Was your role thus far in the Nutrient 7 Threshold Program that merely as a bureaucrat 8 managing the paper or do you have any substantive 9 scientific role in that research program as 10 represented by documents 4, 5 and 6? 11 A. I have had an advisory role as part of the 12 TOC meetings. 13 Q. Okay. And have you been advising 14 Dr. Reckhow and his group on the scientific aspects 15 of the Nutrient Threshold Program? Has that been 16 part of your participation? 17 A. Yes. 18 Q. Okay. Then that's what I'm trying to 19 understand is you indicated you had not had any 20 involvement, but apparently you have had involvement. 21 What role -- what information have you 22 provided to this group? Do you provide them with 23 your opinions or are you simply a funnel through 24 which data comes from the District to the group? 25 A. My role has been primarily the latter. I 102 1 had been a contact person and a distributor of 2 information, but I have been there during discussions 3 and I haven't been silent, so that's what I mean by 4 advisory. 5 Q. Okay. 6 A. And I have looked at these documents and 7 provided input as requested or as needed during 8 the -- their development. 9 Q. I'm going to direct your attention to 10 document 5 now, Redfield 5 and it's the third page. 11 None of the pages are numbered. It's the 12 introduction and it states, "Research needs to define 13 relationships between nutrient inputs from cultural 14 eutrophication and environmental damage to the 15 Everglades Protection Area are identified in the 16 Everglades Settlement Agreement." 17 Do you know of any information at the 18 District that documents the damage to the Everglades 19 Protection Area other than what has been described in 20 the Everglades SWIM Plan, the DER Water Quality 21 Violation Report, Mr. Nearhoof's report? Other than 22 that do you know of any documentation of damage in 23 the Everglades Park? 24 MS. BIRCH: Object to form. 25 THE WITNESS: No. 103 1 BY MS. KAVANAUGH: 2 Q. Okay. What is the purpose of the Nutrient 3 Threshold Study? 4 A. To define the point at which imbalance 5 occurs. 6 Q. And isn't it true that there's an interim 7 concentration level at 50 parts per billion 8 established by the settlement agreement? 9 A. It's true. 10 Q. And you indicated earlier that was based on 11 empirical data and certain other factors. Is the 50 12 parts per billion determined because that's the best 13 estimate of what an STA can produce or do you know of 14 any information that takes 50 parts per billion and 15 connects causally to a vegetative imbalance, for 16 example? Is it a technology driven standard or is it 17 a water quality based standard? 18 A. I was not involved in the derivation of 19 that standard, therefore my answer is purely non 20 scientific. I'm not authoritative in that subject. 21 Q. Okay. Are the STAs designed to achieve 50 22 parts per billion? 23 A. Yes. 24 Q. And is that based on an established 25 relationship between 50 parts per billion and any 104 1 ecological damage in the system? 2 A. Yes. 3 Q. Okay. Could you describe that 4 relationship? You say yes. What is that information 5 that would support a causal connection between 50 6 parts per billion and damage to the ecosystem that 7 you know of? 8 A. As reviewed in the documents you referenced 9 earlier, the SWIM plan and the Nearhoof document, 10 there's substantial evidence of change below 50 parts 11 per billion, therefore it is almost certain that we 12 will have to make additional changes in the future to 13 assure that thresholds don't occur -- pardon me -- 14 that changes don't occur. 15 Q. Are you familiar with the water quality 16 monitoring that has been ongoing in the Refuge? It 17 was until 1983, I believe. Are you familiar with 18 that data? 19 A. I'm not familiar with it. I know it 20 exists. I'm not familiar with it. 21 Q. Do you know what the interim ambient 22 concentrations the settlement agreement dictates are 23 for the Refuge? 24 MS. BIRCH: Object to form. 25 THE WITNESS: I only know from the 105 1 settlement agreement. 2 BY MS. KAVANAUGH: 3 Q. Do you know what it is? Do you know the 4 numbers? 5 A. That's derived station by station. That's 6 all I know. 7 Q. Do you know whether the District ever 8 proposed a higher standard than 50 parts per billion 9 for the Refuge? 10 A. I don't know. 11 Q. Do you know whether the ambient standards 12 established by the settlement agreement is being met 13 without the construction of STAs -- 14 A. I don't know. 15 Q. -- currently right now? 16