Deposition from United States v. SFWMD, et al.,

Case No. 88-1886-CIV-HOEVELER
 
  STYLE:     US vs. SFWMD
  CASE:      88-1886-CIV-WMH
  JUDGE:   WILLIAM M. HOEVELER
  DATE:      August 28, 1990

  NAVIGATION:
                     Index
                    Appearances
                    Proceeding
                    Page:   10
                    Deponant's Certificate (page 15)
                    Ceritificate of Service (page 16)

 

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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
MIAMI DIVISION

 

 

UNITED STATES OF AMERICA,

Plaintiff,

vs.

SOUTH FLORIDA WATER MANAGEMENT
DISTRICT; JOHN R. WODRASKA,
EXECUTIVE DIRECTOR, SOUTH FLORIDA
WATER MANAGEMENT DISTRICT;
FLORIDA DEPARTMENT OF ENVIRONMENTAL REGULATION AND DALE TWACHTMANN,
SECRETARY,  FLORIDA DEPARTMENT OF
ENVIRONMENTAL REGULATION, et. al.,

Defendants.

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Case No
88-1886-CIV-WMH  

 

DEPOSITION OF DAVID W. BLACK
TAKEN ON BEHALF OF THE PLAINTIFF

* * *

 

DATE:   August 28, 1990

 

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INDEX

 

August 27, 1990

 

DIRECT

 

CROSS

 

REDIRECT

 

RECROSS

 

DOUG BERGSTROM
 

By Ms. Beverly Nash

5
 

By Mr. Joe Richards

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The appearances at said time and place were

as follows:

Beverly Sherman Nash, Esquire
U.S. Department of Justice
Environmental and Natural
Resources Division
P. O. Box 663
Washington, D.C. 20044-0663
Attorney for Plaintiff


Joseph Richards, Esquire
Peeples, Earl & Blank, P.A.
Two South Biscayne Blvd.
One Biscayne Tower, Suite 3636
Miami, Florida 33131
Attorney for Cities of Belle Glade
and Clewiston

 


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Katharine Stollman, Esquire
Allison Burdette
Skadden, Arps, Slate, Meagher, & Flom
1440 New York Avenue, N.W.
Washington, D.C. 20005
Attorney for South Florida Water
Management District


Jackie Waters, Esquire
So. Florida Water Management District
Box 24680
3301 Gun Club Road
West Palm Beach, FL 33416


ALSO PRESENT:     Toni Lafuente
                                    Mike Rose
                                    David Buker

 

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** 1

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF FLORIDA

CASE NO. 88-1886-CIV-HOEVELER

UNITED STATES OF AMERICA, et al., )

)

Plaintiffs, )

)

VS. )

)

SOUTH FLORIDA WATER MANAGEMENT )

DISTRICT; JOHN R. WODRASKA, )

EXECUTIVE DIRECTOR, SOUTH FLORIDA )

WATER MANAGEMENT DISTRICT; )

FLORIDA DEPARTMENT OF ENVIRONMENTAL )

REGULATION; AND DALE TWACHTMANN, )

SECRETARY, FLORIDA DEPARTMENT OF )

ENVIRONMENTAL REGULATION, et. al., )

)

Defendants. )

/

DEPOSITION OF LAVINIA RICKETTS

TAKEN ON BEHALF OF THE PLAINTIFF

***

DATE: August 27, 1990

PROFESSIONAL REPORTING SERVICE

Commerce Center

324 Datura Street, Suite 303

West Palm Beach, Florida 33401

(407) 659-4046

** 2

INDEX

August 27, 1990 DIRECT CROSS REDIRECT RECROSS

LAVINIA RICKETTS

By Ms. Beverly Nash 5

By Mr. Joe Richards 21

** 3

The deposition of Lavinia Ricketts, in the

above-entitled and numbered cause, was taken before

me, KAREN BAUER FRY, C.S.R., Court Reporter and

Notary Public for the State of Florida at Large, at

Professional Reporting Service, Commerce Center,

324 Datura Street, in the City of West Palm Beach,

Palm Beach County, in the State of Florida,

beginning at the hour of 3:20 o'clock p.m., on

August 27, 1990, pursuant to the Notice in said

cause for the taking of said deposition, which is

annexed to the Court file herein, on behalf of the

Plaintiff in the above-entitled action pending in

the above-named court.

The appearances at said time and place were

as follows:

Beverly Sherman Nash, Esquire

U.S. Department of Justice

Environmental and Natural

Resources Division

P. O. Box 663

Washington, D.C. 20044-0663

Attorney for Plaintiff

Joseph Richards, Esquire

Peeples, Earl & Blank, P.A.

Two South Biscayne Blvd.

One Biscayne Tower, Suite 3636

Miami, Florida 33131

Attorney for Cities of Belle Glade

and Clewiston

** 4

Katharine Stollman, Esquire

Allison Burdette

Skadden, Arps, Slate, Meagher, & Flom

1440 New York Avenue, N.W.

Washington, D.C. 20005

Attorney for South Florida Water

Management District

Jackie Waters, Esquire

So. Florida Water Management District

Box 24680

3301 Gun Club Road

West Palm Beach, FL 33416

ALSO PRESENT: Toni Lafuente

Mike Rose

David Buker

** 5

THEREUPON,

LAVINIA RICKETTS

being by me first duly sworn to tell the whole truth,

as hereinafter certified, testified as follows:

DIRECT EXAMINATION

BY MS. NASH:

Q. Ms. Ricketts, I'm Beverly Nash, counsel

for the United States in this litigation.

We're here to try and find out what

computer systems the Water Management District

has, how people use the computers, how that data is

on the computers, how that data is formatted.

You're here as a representative of the

district to respond to one or more of the various

categories of information that we are interested

in.

Have you been shown that list of

categories?

A. Yes, I have.

Q. And which category or categories are you

here to respond to today?

A. I am familiar with the third item.

Q. What is your present title or position?

** 6

A. It's supervising senior systems analyst.

Q. In what division or department?

A. The division is computer management

division. The department is technical services

department.

Q. And what is your job description?

A. Could you tell me something more specific?

Q. What are your responsibilities?

A. I oversee the systems section of the

computer management division.

Q. And what does that entail?

A. It covers personal computers, networking,

and system support on the DEC systems.

Q. And how long have you been a supervising

senior systems analyst?

A. I believe I have held that title for three

years, approximately three years.

Q. Have you had other positions at the Water

Management District?

A. Yes, I have.

Q. And what are those positions.

A. I was a senior systems analyst, and I was

a system programer.

Q. How long were you senior systems analyst?

A. Approximately a year.

** 7

Q. And what were your responsibilities as a

senior systems analyst?

A. Support on personal computers and

networking.

Q. And how long were you a systems

programer?

A. Approximately a year.

Q. And what were your responsibilities as a

systems programer?

A. Support of personal computers and some

centralized systems.

Q. Were these positions in the computer

management division?

A. I believe the division had a different

title at the time.

Q. But it was basically the same position?

A. Yes.

Q. What's your educational background?

A. I have a Bachelor of Science degree.

Q. In what area?

A. The degree doesn't specify an area.

Q. From what school?

A. Newcomb College of Tulane University.

Q. Who are your supervisor or supervisors in

the computer management division?

** 8

A. Presently?

Q. Yes.

A. Bill Hall, Bob Mann, and John Lynch.

Q. What's Mr. Hall's title?

A. Director of computer management division.

Q. And what is Mr. Mann's title?

A. I believe the title is assistant director

of computer management division.

Q. And Mr. Lynch's title?

A. Director of technical services

department.

Q. Are there employees in the computer

management division that work for you?

A. Yes, there are.

Q. Who are those employees?

A. Do you want me to name them all?

Q. How many are there?

A. Better than five.

Q. Would you name them and tell me what their

position is?

A. Connie Falls is a systems analyst. David

Sweet is a systems analyst. Pat Cordero is a -- I

believe the title is computer systems technician.

Eduardo Pedilla is a senior electronics computer

technician. Don Turner is a computer electronics

** 9

technician. Mitch Krolick is a computer system

technician. Danny Reid, is a computer system

technician. Kevin Smith is a computer system

technician. Paul Crosby is a computer system

technician. I believe that's all of them.

Q. You indicated had that you oversee the

systems section of the computer management

division involving the PCs?

A. I oversee the systems section of the

computer management division.

Q. Does that include all of the personal

computers?

A. Yes, it does.

Q. And what are your functions in overseeing

the personal computers? What do you actually do on

a day-to-day basis?

A. I coordinate with the different sections

in my area to assure that different groups have

information, the one area has information on what

another area is doing, and coordinate information

to the computer coordinators in the different

departments to insure that they know what is

occurring or that they have conveyed to me any

problems in the area.

Q. What do you mean when you say, "so they

** 10

know what is occurring"?

A. If we have received a new software

package, what our schedule is for delivery of the

package. If we have received computers or printers

that need to be distributed, that they know the

status of that distribution.

Q. What software packages are utilized on the

PCs?

A. Word Perfect, Symphony, EM-220, Sideways,

and DOS are the standard packages.

Q. What is Word Perfect utilized for?

A. Word processing.

Q. And what is Symphony utilized for?

A. Spreadsheet analysis.

Q. What is EM-220 utilized for?

A. Terminal emulation.

Q. Can you elaborate on what that means?

A. To use a personal computer as a terminal.

Q. What is Sideways utilized for?

A. Sideways takes output and prints it

sideways.

Q. And what is DOS used for?

A. DOS is the operating system for the

personal computers.

Q. You indicated that you oversee the

** 11

networking. What is the process utilized by the

Water Management District to network between the

computers?

A. Could you be more specific than that?

Q. What is the -- how is the networking done

between the computers at the Water Management

District?

A. An Ungermann Bass Network is used.

Q. And is this network utilized to network

between all the computers at the Water Management

District or is there any restrictions?

A. Virtually all computers have access to the

network.

Q. Do you know whether there are any

computers outside the Water Management District

that have access to Water Management District

computers through this network?

A. There are computers outside the main

building that have access to the network.

Q. Do you know whether there are computers

owned by entities other than the Water Management

District that have access to Water Management

District computers through the network?

A. Yes, there are.

Q. What entities are those?

** 12

A. I believe DER has access, USGS has access,

and I believe the Army Corps of Engineers has

access.

Q. Do you know whether there are any limits

as to which computers DER has access?

A. Yes, there are.

Q. And what are those limits and

restrictions?

A. The limits are set by who needs access and

why they need access. So instead of it being a

limitation of, "you can have access to everything

except," it's more a limitation of, "you can only

have access to."

Q. Do you know to which computers DER has

access?

A. No, I don't.

Q. Do you know to which computers USGS has

access?

A. No, I don't.

Q. Do you know to which computers the Army

Corps of Engineers has access?

A. No.

Q. Do you know who would know?

A. It would probably be multiple people.

Q. These people in the computer management

** 13

division or elsewhere?

A. I would say it would be people -- well, it

would be some people in Computer Management and

elsewhere.

Q. Do you know who any of these people are

that might know?

A. Yes.

Q. And who are they?

A. I believe, Robb Startzman or Kevin

Rodberg.

Q. Anyone else?

A. The system managers for any systems they

have access to would create their passwords or

their user access.

Q. Is Robb Startzman a systems managers?

A. No, he isn't.

Q. Are there systems managers specifically to

whom you were referring to when you said, systems

managers would create the passwords?

A. There is a system manager for each system,

and depending on which systems the users ask for

access to, the appropriate system manager for that

system would create the user name for the system,

and the original password.

Q. Is there a systems managers for the Cyber?

** 14

A. Yes, there is.

Q. Who was that systems manager?

A. Steve MacNeil is the system manager.

Q. Is there a systems manager for the VAX

8810?

A. Yes, there is.

Q. And who is that systems manager?

A. The system manager is Connie Falls.

Q. Is there a systems manager for the VAX, is

it 6320? Is that the other one?

A. There is a VAX Model 6310.

Q. 6310, excuse me. Is there a system

manager for the 6310?

A. The system manager for the 6310 is Connie

Falls.

Q. Is there a systems manager for the DEC

system?

A. Could you be more specific?

Q. Is there a systems manager for any of the

DEC systems?

A. The VAX 8820 and the VAX 6310 are DEC

systems.

Q. There are other DEC systems in the Water

Management District, aren't there?

A. There are other DEC work stations. Those

** 15

--

Q. Are there -- go ahead.

A. I don't know the specific system managers

on each of those systems.

Q. Are there system managers for the SUN work

stations?

A. Again, I don't know the specific system

managers for the systems.

Q. Are there systems managers for the Xerox

work stations?

A. Each individual work station doesn't have

a system manager, but Connie Falls acts as the

central system manager.

Q. You indicated earlier that part of your

responsibilities were system support on the DEC?

A. That's correct.

Q. What does that entail?

A. When Connie Falls is unavailable as system

manager, I act as her back-up.

Q. Are back-ups done on the Water Management

District's computer systems?

A. Yes, they are.

Q. Is there a regular schedule on back-ups on

the mainframes?

A. Yes, there is.

** 16

Q. What is that schedule?

A. The schedule varies from system to system.

Q. What is the back-up schedule on the Cyber?

A. I don't specifically know the back-up

schedule for the Cyber.

Q. Do you know the back-up schedule on the

VAX 8810?

A. Not specifically.

Q. Do you know the retention period for the

back-ups that are done on the VAX 8810?

A. No.

Q. Do you know the back-up schedule for the

VAX 6310?

A. No, I do not.

Q. Do you know the retention period for the

back-ups?

A. No, I do not.

Q. Are there regular back-ups on the other

DEC work stations?

A. I'm not familiar with the system

management of those systems.

Q. Are there regular back-ups on the SUN work

stations?

A. I'm not familiar with the management

practices on those systems either.

** 17

Q. Are there regular back-ups on the Xerox

work stations?

A. Back-ups for the individual work stations

are at the discretion of the user.

Q. Are there regular back-ups on the Xerox

server?

A. Yes, there are.

Q. Do you know the schedule of those

back-ups?

A. No, I do not.

Q. Do you know the retention period for the

back-ups on the Xerox server?

A. No, I do not.

Q. Are there regular back-ups done on any of

the PCs?

A. There are regular back-ups on the PC

servers.

Q. Do you know the schedule of the back-ups

on the PC servers?

A. The PC servers in the B50 Building are

backed up weekly.

Q. Do you know the retention period for the

back-ups of the PC servers?

A. No, I do not.

Q. Do you know the format in which data is

** 18

stored on the PCs?

A. The format varies, depending on the

software package used.

Q. What would the format be for the Word

Perfect software package?

A. Typically, the format is a standard Word

Perfect document file.

Q. Do you know what the format would be for

the data in using the Symphony software package?

A. Typically, the data is stored in a

standard Symphony file with an extension WR. I

believe it's WR-1.

Q. Do you know the format of the data in the

M220 software?

A. Typically, data is not stored in the M220.

Q. The M220 is just used as a processor?

A. It's used as an emulation package.

Q. What is the format of the data in

Sideways?

A. I'm not sure.

Q. Are there indexes of the data files on the

PCs?

A. What do you mean by "indexes"?

Q. Is there a list in any form on the

computer or otherwise of the data files that are on

** 19

the various PCs?

A. I don't know of a list of data files on

PCs.

Q. Is there any sort of an inventory

of the data files on the PCs?

A. I don't know of any inventory of data

files on the PCs.

Q. Are there other sorts of inventories of

what's on the PCs?

A. We maintain a data base of the standard

software packages installed on each system.

Q. Does that data base have a name?

A. No, I guess it doesn't have a name.

Q. How would one go about finding out what

data files are stored on the computers?

A. To find out what data files are on every

computer?

Q. Yes.

MS. STOLLMAN: Are you referring to

the PCs now?

MS. NASH: No, all the computers.

MS. STOLLMAN: If it's different for

each computer, you can answer with respect to each

separate system.

A. On the PCs, the only thing I can think of

** 20

is to go to each system and do a directory of the

files there.

On the VAX you could also do a directory

in each users account.

What other systems did you want me to

answer for?

Q. (By Ms. Nash) Any of the other systems

that are in existence in the Water Management

District.

MS. STOLLMAN: You can answer if

there are other systems that you've worked with.

A. On the Xerox, I'm not sure exactly how

they would get a list of files on the system.

Q. (By Ms. Nash) On the Cyber?

A. On the Cyber, you could go to each of the

user accounts and get a list of files in the

account.

Q. Is there a list of user accounts for each

system?

A. There is a list of accounts for the VAX

8820, for the VAX 6310, and for the Cyber.

Q. Does the list of accounts for the VAX 8820

have a name?

A. I'm not sure of the name of the program

that maintains that list.

** 21

Q. Who would know the name of the program?

A. Connie Falls.

Q. Is there a list of the accounts on the VAX

6310?

A. That's the system I was answering about.

Q. I thought you were answering about the

8820?

A. It would be the same for both.

Q. You said there is a list of accounts for

the Cyber, does that list have a name?

A. I don't know the name if it exists.

MS. NASH: I have no further

questions.

CROSS-EXAMINATION

QUESTION BY MR. RICHARDS:

Q. My name is Joe Richards. I represent the

cities of Belle Glade and Clewiston.

You were just talking about an index to

accounts for the VAX system. Are you aware of

whether this index would indicate the subject

matter of the files?

A. I believe it would not.

Q. And when you were talking about the

** 22

outside access by DER, and USGS, the Corps of

Engineers, are you aware of any problems in

maintaining data base integrity by allowing that

outside access?

A. I know that that access causes an

additional system load for us in supporting

questions that they have accessing the system.

Q. Are you aware of the data ever being

changed by outside parties when accessing the

information?

A. I would not be aware of that information.

Q. Are you aware of whether this access is

granted in a read only format?

A. I don't have that information.

Q. Who would have that information?

A. I would first ask Connie Falls.

Q. Are you aware of whether it's possible to

grant outside access at night or on weekends?

A. Access that would be limited only to those

times?

Q. Is it possible to have access at those

times?

A. It's possible to have access to some

systems at that time.

Q. Do you know which systems?

** 23

A. It would depend on the back-up schedule on

the systems.

Q. If access was granted at night or on the

weekend, would you expect problems with the system

load?

A. That would depend on the number of users

having access.

Q. Do you know whether there is a limit on

the number of users?

MS. STOLLMAN: Are you asking for any

specific system or each system?

Q. (By Mr. Richards) Each system that you're

aware of.

A. Could you repeat the question?

MR. RICHARDS: Could you read it back

please?

(WHEREUPON, the requested testimony

was read back by the court reporter.)

A. Nothing is infinite, so there would be

some limits as to the number of users that could

have access to each system.

Q. (By Mr. Richards) Are you aware of that

number for, say, the Cyber system?

** 24

A. No, I'm not.

Q. Who would know that?

A. Steve MacNeil.

Q. And for the VAX system, would that be

Connie Falls?

A. Yes, it would.

Q. Are you aware of the accidental loss of

any data files?

A. Are you asking me if there have ever been

data files accidentally lost?

Q. Any that you're aware of?

A. I am sure I have known of some.

Q. Do you know of any particular data that

you can recall?

A. No.

Q. From any system, from the Cyber system?

A. I don't interface that directly with the

Cyber.

Q. What about the VAX?

A. Right offhand, I don't recall any data

that we have lost on the VAX and not been able to

recover.

Q. Are you aware of any data lost from the

Chemical Analysis Archive System?

MS. STOLLMAN: You can answer if you

** 25

work with that system or are familiar with that.

Answer if you know. I don't want you to speculate

about that.

A. Could you specify what you mean by

"chemical" -- I've forgotten what you called it.

Q. (By Mr. Richards) Chemical Analysis

Archive System.

A. Are you referring to the Perkin Elmer.

Q. Perkin Elmer, okay. Let's start with

that.

A. I don't know of any data lost on the

Perkin Elmer.

Q. Any lost from the Britton Lee?

A. I have heard of data lost on the Britton

Lee. I don't know what the recovery of it was.

Q. Do you know who would know that?

A. I don't know specifically who would know

the answer.

Q. Yet you're aware of a loss from the

Britton Lee, but you don't know whether it was

recovered or not; is that correct?

A. That's correct.

Q. Are you familiar with the DB Hydro data

base?

A. I have heard of the DB Hydro data base.

** 26

Q. Are you aware of any data lost from that

data base?

A. I don't specifically recall any instances

of data lost on the DB Hydro data base.

Q. You mentioned that you didn't have --

well, that your BS degree wasn't in any specific

area. What was your area of concentration?

A. My primary studies were biology.

Q. Did you have a minor concentration?

A. I studied a lot of computer science

classes at the time.

Q. Do you perform any analysis of data?

A. No.

Q. Have you in the past?

A. No.

MR. RICHARDS: All right. That's all

I have. Thank you.

(The deposition was concluded at 4:05

o'clock p.m.)