Deposition from United States v. SFWMD, et al.,

Case No. 88-1886-CIV-HOEVELER
 
  STYLE:     US vs. SFWMD
  CASE:      88-1886-CIV-WMH
  JUDGE:   WILLIAM M. HOEVELER
  DATE:      August 27, 1990

  NAVIGATION:
                     Index
                    Appearances
                    Proceeding
                    Page:   10
                    Deponant's Certificate (page 15)
                    Ceritificate of Service (page 16)

 

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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
MIAMI DIVISION

 

 

UNITED STATES OF AMERICA,

Plaintiff,

vs.

SOUTH FLORIDA WATER MANAGEMENT
DISTRICT; JOHN R. WODRASKA,
EXECUTIVE DIRECTOR, SOUTH FLORIDA
WATER MANAGEMENT DISTRICT;
FLORIDA DEPARTMENT OF ENVIRONMENTAL REGULATION AND DALE TWACHTMANN,
SECRETARY,  FLORIDA DEPARTMENT OF
ENVIRONMENTAL REGULATION, et. al.,

Defendants.

____________________________________________/

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Case No
88-1886-CIV-WMH  

 

DEPOSITION OF VINCE FARAONE
TAKEN ON BEHALF OF THE PLAINTIFF

* * *

 

DATE:   August 27, 1990

 

PROFESSIONAL REPORTING SERVICE
Commerce Center
324 Datura Street, Suite 303
West Palm Beach, Florida 33401
(407) 659-4046

 


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INDEX

 

August 27, 1990 DIRECT CROSS REDIRECT RECROSS
VINCE FARAONE
By Ms. Beverly Nash 5
By Mr. Joe Richards 13

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The deposition of Vince Faraone, in the

above-entitled and numbered cause, was taken before

me, KAREN BAUER FRY, C.S.R., Court Reporter and

Notary Public for the State of Florida at Large, at

Professional Reporting Service, Commerce Center,

324 Datura Street, in the City of West Palm Beach,

Palm Beach County, in the State of Florida,

beginning at the hour of 5:20 o'clock p.m., on

August 27, 1990, pursuant to the Notice in said

cause for the taking of said deposition, which is

annexed to the Court file herein, on behalf of the

Plaintiff in the above-entitled action pending in

the above-named court.

The appearances at said time and place were

as follows:

Beverly Sherman Nash, Esquire
U.S. Department of Justice
Environmental and Natural
Resources Division
P. O. Box 663
Washington, D.C. 20044-0663
Attorney for Plaintiff

Joseph Richards, Esquire
Peeples, Earl & Blank, P.A.
Two South Biscayne Blvd.
One Biscayne Tower, Suite 3636
Miami, Florida 33131
Attorney for Cities of Belle Glade
and Clewiston

 


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Katharine Stollman, Esquire
Allison Burdette
Skadden, Arps, Slate, Meagher, & Flom
1440 New York Avenue, N.W.
Washington, D.C. 20005
Attorney for South Florida Water
Management District

Jackie Waters, Esquire
So. Florida Water Management District
Box 24680
3301 Gun Club Road
West Palm Beach, FL 33416

ALSO PRESENT:   Toni Lafuente
                                Mike Rose
                                David Buker

 

 

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THEREUPON,

VINCE FARAONE

being by me first duly sworn to tell the whole truth,

as hereinafter certified, testified as follows:

DIRECT EXAMINATION

BY MS. NASH:

Q. Mr. Faraone, my name is Beverly Nash, and

I'm counsel for the United States in this

litigation.

We are doing these depositions to

understand how the Water Management District's

computer systems are set up, how they're used, what

data is on them, and how the data is formatted.

You're here as a representative of the

Water Management District having knowledge of one

or more of the areas we are interested in.

Have you been shown the list of

categories?

A. Yes, I have been.

Q. Do you know to which items you're

responsive?

A. For items No. 2 and 6.

Q. What is your present title or position?

 


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A. Senior staff analyst.

Q. In what division of the department?

A. The department of research and evaluation,

the staff division.

Q. And what are your job responsibilities?

A. My responsibilities are the budget for the

department, the PC coordinator. I'm the one that

handles the -- the focal point for the financial

problems that come up between the department.

Q. And how long have you been in that roll as

senior staff analyst?

A. Four years.

Q. Have you had other positions at the Water

Management District?

A. Yes, I have.

Q. And what positions are those?

A. I was a Water Management Engineer III, and

I was a Water Resources Engineer III.

Q. What was your responsibility as a Water

Management Engineer?

A. My primary duties were to convert some of

the programs that were on our HP system to the

Cyber system. I'd review permits. Those were the

two main categories.

Q. And how long were you a Water Management

 


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Engineer?

A. Two and a half years.

Q. What were your responsibilities as a Water

Resources Engineer?

A. I was responsible for writing computer

programs of various engineering types. I rewrote

programs to make it easy for technicians to use the

programs that were being developed by other

engineers.

Q. And how long were you a Water Resources

Engineer?

A. Four years.

Q. What is your educational background?

A. I have a Bachelor of Science degree in

engineering from the University of South Florida.

Q. Do you have any other training in the

computer area?

A. No.

Q. Who are your supervisors in the staff

division?

A. Mr. Pat Gostel.

Q. Who?

A. Pat Gostel.

Q. And what is Mr. Gostel's title?

A. He is the director of management and

 


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administration.

Q. Do you have any employees in the Water

Management District that work for you?

A. I have partial review or responsibility

for one individual.

Q. What is that individual's position?

A. Staff analyst.

Q What computers does the staff division

utilize?

A. Can you repeat the question, again?

MS. NASH: Read it back, please.

(WHEREUPON, the requested testimony

was read back by the court reporter.)

A. Again, clarification on that. All of the

different machines that are used by the staff

division?

Q. (By Ms. Nash) Yes.

A. We have IBM PCs, Xerox 6085, and we have

terminals.

Q. And which model IBM PC does the division

utilize?

A. The division has AT, PS/2, that's it.

Q. What work is done on the IBM PC?

 


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A. Are you referring to the work I do or the

work other people do within the division?

Q. What work do you do initially on the IBM

PC?

A. Okay. I primarily use it to write

programs for the department. I access the IBM

mainframe for financial information.

Q. Do others in the staff division make other

use of the IBM PC?

A. Yes, they do.

Q. Do you know what others use the IBM PC

for?

A. Primarily for developing spreadsheets for

memos, a little bit of graphic presentations.

Q. What use is made of the Xerox 6085?

A. Primarily those are used for memos,

presentations.

Q. And you indicated that the staff division

also utilizes terminals?

A. Yes, ma'am.

Q. Which terminals are those?

A. I believe it's all a VT 330.

Q. And what work is done on that terminal?

A. Mainly memos.

Q. What software is used on the IBM PC?


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A. On whose PC? My PC?

Q. Your PC to start with.

A. Okay. I use Symphony, Word Perfect,

Harvard Graphics and Quick Basic.

Q. Are there other software packages that

others within your division utilize on the IBM PC?

A. I don't know.

Q. What is the functions of Quick Basic?

A. It's a programming language that allows me

to develop my own coding to manipulate financial

data or any type of data.

Q. What software is used on the Xerox 6085?

A. The package is called Viewpoint.

Q. Do you know what software is used on the

terminal you mentioned?

A. The Word Perfect.

Q. Do you personally use the Xerox 6085?

A. Yes.

Q And do you personally use the VT 330?

A. Yes.

Q. And you indicated that memos were done on

both of those systems?

A. Yes.

Q. Is there a reason why one system is

selected over the other for doing memos?

 


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A. Machines were set up primarily for the

different types of functions within the department

and those were the machines that were best suited

for the individuals.

Q. Do all of these machines have networking

capabilities?

A. Yes, they do.

Q. Are back-ups done on the work you do on

the IBM PC?

A. Yes.

Q. Who does the back-up?

A. Each individual is responsible for their

own back-ups.

Q. Are back-ups done on the Xerox 6085?

A. Yes, they are.

Q. Again, who does the back-ups?

A. Well, there are two back-ups. There is

one that the individual work station -- the user is

responsible for their own back-ups, and the

networked work file, that is sent to the server, is

backed up by technical services.

Q. The back-up is done on the VT 330?

A. The terminals themselves don't store any

data. They make connection to the exact system and

that is backed up by technical services.

 


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Q. What is entailed in your responsibility as

PC coordinator?

A. I attend meetings once a month to get

information from technical services. I disseminate

the information to responsible individuals within

the divisions in our department. I become the

focal point of problems that the departments may

have with their individual computers. They will go

through me and I will usually contact technical

services, and vice versa if technical services has

anything to disseminate, they go through me, and I

put the information out to the department.

Q. What systems do you use to transfer files

from your division to others in the department?

A. Can you repeat the question again?

Q. Well, let me ask you the first question.

Do you transfer files from your division to others

in the Water Management District?

A. Yes, I do.

Q. And what systems do you use to transfer

those files?

A. I use the IBM system, IBM PC.

Q. Do others in the staff division do

nonfinancial work, nonbudget work?

A. Repeat the question again.

 


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Q. Do others in your division work on things

other than budget and finance matters?

A. Yes.

Q. What areas do they work in?

A. Personnel -- I guess contracts come under

financial, that's all I can think of right now.

Q. Do you work with contracts?

A. I get involved.

MS. STOLLMAN: That would be limited

to what your work is on the computer systems.

A. My only involvement is with the budget

transfers that maybe coincide with the contracts.

MS. STOLLMAN: On the computer? The

budget transfers on the computer system?

THE WITNESS: No. They're paper

forms I usually initial that funds are available

for budget transfers.

MS. NASH: I have no further

questions.

CROSS-EXAMINATION

QUESTION BY MR. RICHARDS:

Q. Mr. Faraone, my name is Joe Richards. I

represent the Cities of Belle Glade and Clewiston.


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When did you become the senior staff

analyst?

A. September 1986.

Q. Could you explain to me the functions of

the staff division of the research and evaluation

department?

A. To the best of my knowledge -- would that

be sufficient?

Q. Yes.

A. We're primarily responsible for the

administration of personnel matters, financial

matters, contractual matters, communications.

Q. Communications with whom?

A. Communications with various departments,

finance administration, the executive office,

technical services.

Q. What is the purpose of these

communications?

A. Dissemination of district policies.

Q. That would be of an administrative or

financial nature, the policies?

A. Not necessarily.

Q. What other areas would that cover?

MS. STOLLMAN: I would object to this

line of questioning. I have given you some leeway

 


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here, but I fail to see the relevance to the

computer system. He's given you an overview of

what the department does. I fail to see what going

in to the specific areas --

MR. RICHARDS: I'm just trying to

find out whether they do anything relevant to the

lawsuit.

MR. NASH: Katharine, everything

relevant to the lawsuit is relevant to the

computers as well. The people that should have

been produced in this should have been people

relevant to the lawsuit.

MS. STOLLMAN: The people who have

been produced pursuant to the notice of taking

deposition are related to the computers and the

content of the computer system at the district.

MR. RICHARDS: I am just trying to

find out if any of these communications are

relevant to issues on the computer, which would be

also relevant to the lawsuit, and he mentioned

other areas, so I am just inquiring into those

areas. Do you know?

MS. STOLLMAN: Do you want your last

question read back or do you want to ask another

question?


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MR. RICHARDS: Could you read back

the question?

(WHEREUPON, the requested testimony

was read back by the court reporter.)

Q. (By Mr. Richards) Other than policies

regarding administration in a financial nature, did

you address communications regarding other

policies?

A. I didn't hear what you said, sir.

Q. Do you disseminate communications

regarding policies of the district other than

administrative and financial?

A. Yes.

Q. What would those other areas of policy be?

A. They're outside my realm, so I don't know

exactly what they are.

Q. Who would know?

A. I guess Pat Gostel.

Q. And you also mentioned that others in your

division work with contracts. What type of

contracts would that be?

A. I don't know the nature of the contracts.

Q. Do you do any budget work regarding the

 


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Everglades SWIM Plan?

MS. STOLLMAN: This is work on your

computer.

A. The only work that I do with it is put the

information into the system that for whatever dollars

are required for that particular activity.

Q. (By Mr. Richards) Who would provide that

information to you?

A. Typically the division director.

Q. Do you know who specifically?

A. It would be the director of water quality,

Tom Fontaine, and the director of environmental

sciences. They have two acting directors in that

capacity right now.

Q. Who are those people?

A. Dewey Worth and Steve Davis.

Q. Have you done any budget work for the

Everglades Nutrient Removal Project?

A. Repeat the question, please?

Q. Have you done any budget work for the

Everglades Nutrient Removal Project?

MS. STOLLMAN: Again, this is on your

computer system.

A. The name doesn't ring a bell.

Q. (By Mr. Richards) How about for the Holeyland


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Restoration Project?

A. No.

Q. Rotenberger Restoration Project?

A. No.

Q. You also mentioned that your the focal

point for computer problems; is that correct?

A. Yes.

Q. Would that be for the entire department,

research and evaluation department?

A. Yes.

Q. In that capacity, are you aware of the

accidental loss or destruction of any data files?

A. Sometimes they bring that to my attention.

Q. Can you recall any specific instances?

MS. STOLLMAN: You can answer if you

can recall any.

A. I'm just trying to think of the data that

you may be asking for. Oh, the I squared S system

crashed not too long ago and some data was lost.

Q. (By Mr. Richards) Do you know the nature

of that data?

A. No.

Q. Who would know that?

A. Dewey Worth.

Q. Are you aware of any other lost data?


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A. No.

Q. You stated that you reviewed permits when

you were a Water Management Engineer. What type

of permits?

A. They were surface water permits.

Q. And what did you review those permits for?

MS. STOLLMAN: I would object to this

question. This doesn't have anything to do with

the computer systems.

MR. RICHARDS: Are you instructing

him not to answer?

MS. STOLLMAN: Unless it's relevant

to your work on the computer systems, I would

instruct him not to answer.

Q. (By Mr. Richards) Is it relevant to your

work on computer systems?

A. No.

Q. Are these permits contained on a computer?

A. When I was doing them, no, they weren't.

Q. Are they now?

A. I don't know.

Q. You also stated that you converted

computer programs from the HP to some other

computer. What type of programs?

A. The only one that I can remember is the

 


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Float Routing Program.

Q. Do you know who was responsible for

developing that program?

A. No.

Q. Do you know who utilized that program?

A. No. Now or in the past?

Q. Well, in the past.

A. I can't remember who.

Q. Do you know who uses it now?

A. No, I don't.

Q. Do you know who might know?

A. No.

Q. What division were you working in at that

time?

A. It was the surface water management

division.

Q. And you said while you were working as a

Water Resources Engineer, you wrote computer

programs. What programs? For what purpose?

MS. STOLLMAN: Would you ask one

question at a time, please?

Q. (By Mr. Richards) What programs?

A. I can't think of any offhand.

Q. Do you know for what purpose they were

written?


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A. The one that I primarily remember is a

user friendly version of what was referred to as

the "Pop Model."

Q. What was that used for? Do you know?

A. I don't know what it was used for.

Q. Do you know who utilized that program?

A. There were technicians, some

professionals.

Q. In what division?

A. Mainly the Water Resources Division and

Environmental Science Division.

MR. RICHARDS: That's all I have.

Thank you.

(The deposition was concluded at 5:45

o'clock p.m.)

 


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I, VINCE FARAONE do hereby certify

that I have read the foregoing transcript of my

deposition given on 28th day, August, 1990; that

together with the correction page attached hereto

noting changes in form or substance, if any, it is

true and correct.

 

_____________________________
VINCE FARAONE

I do hereby certify that the depostion of

VINCE FARAONE was submitted to the witness for reading

and signing; that after he had stated to the

undersigned Notary Public that he had read and

examined his depositon, he signed the same in

the presence of the undersigned authority

on the _____ day of ____________, 1990.

_____________________________
Notary Public
My Commission expires:   _______

 

 

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